Dennis J. Sturm
Professional summary
Dennis Jay Sturm was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dennis is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Dennis had worked at 8 firms, which includes J. ALEXANDER SECURITIES INC., REYNOLDS KENDRICK STRATTON INC., EMANUEL AND COMPANY, LITWIN SECURITIES INC., SUNPOINT SECURITIES INC., ROYCE PARK INVESTMENTS INC., VANDERBILT SECURITIES INC., FIRST FLORIDA SECURITIES GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 1995 - May 28, 1999
J. ALEXANDER SECURITIES, INC.
March 4, 1994 - July 20, 1994
REYNOLDS KENDRICK STRATTON, INC.
February 24, 1993 - March 31, 1994
EMANUEL AND COMPANY
April 14, 1992 - May 7, 1997
LITWIN SECURITIES INC.
October 22, 1991 - April 27, 1993
SUNPOINT SECURITIES, INC.
May 18, 1991 - October 1, 1991
LITWIN SECURITIES INC.
July 25, 1988 - February 6, 1992
ROYCE PARK INVESTMENTS, INC.
March 25, 1988 - May 26, 1988
VANDERBILT SECURITIES, INC.
December 26, 1986 - February 23, 1988
FIRST FLORIDA SECURITIES GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
J. ALEXANDER SECURITIES, INC.
CRD#: 7809 / SEC#: , 8-23204
Contact information
Documents
Disclosures
| Regulatory Event | 24 |
| Arbitration | 4 |
| Judgment/Lien | 1 |
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