Myra L. Prescott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Myra Lou Prescott, who also goes by Myra Lou Howard, Myra Lou Polanco, Myra Lou Howard Polanco, Myra Lou Howard Polano, was a registered financial professional .
Myra is a previously registered financial professional and started their career in finance in 1985. Myra had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2006 - October 21, 2019
ALLIANCE FINANCIAL GROUP, INC.
June 20, 2002 - April 17, 2006
AWM SERVICES, LLC
February 12, 1997 - June 17, 2002
BELMONT ASSET MANAGEMENT, INC.
September 26, 1996 - January 29, 1997
DILLON - GAGE SECURITIES, INC.
September 28, 1995 - August 6, 1996
HARRIS SECURITIES, INC.
January 23, 1995 - August 29, 1995
CITIGROUP GLOBAL MARKETS INC.
November 20, 1989 - January 24, 1995
FIRST DALLAS SECURITIES INCORPORATED
January 3, 1989 - August 12, 1989
CITIGROUP GLOBAL MARKETS INC.
June 15, 1988 - January 2, 1989
LEHMAN BROTHERS INC.
September 25, 1985 - August 10, 1988
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 10/31/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ALLIANCE FINANCIAL GROUP, INC.
CRD#: 28538 / SEC#: , 8-43788
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANCE FINANCIAL HOLDINGS, LLC | SHAREHOLDER | |
| BEST, CHARLES MCCOMBER | CHAIRMAN/CEO/DIRECTOR | 20486 |
| BROTT, CLIFFORD JOHN JR | SENIOR VICE PRESIDENT/DIRECTOR | 31829 |
| BURNS, KAREN RAYBURN | VICE PRESIDENT/CCO/DIRECTOR/SECRETARY | 2482528 |
| GENDLER, STEVEN HERBERT | SENIOR VICE PRESIDENT/DIRECTOR | 1075091 |
| LISTON, JACK D III | PRESIDENT/COO/DIRECTOR | 2405320 |
| STERLING, DONALD WILLIAM | FINOP | 1192425 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
