Daniel Yamron

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CRD#: 1407115

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Yamron was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 1985. Daniel had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 18, 2017 - January 2, 2019

STANCE CAPITAL LLC

RIA

CRD#: 284267

BOSTON, MA

Past

August 2, 2013 - April 3, 2017

INTEGRAL WEALTH SECURITIES LLC

CRD#: 36143

NEW YORK, NY

Past

March 20, 2013 - May 15, 2013

MARINER INVESTMENT GROUP

CRD#: 35993

HOUSTON, TX

Past

October 5, 2010 - December 31, 2010

INTE SECURITIES LLC

CRD#: 47107

BOCA RATON, FL

Past

June 4, 2007 - January 7, 2009

LEERINK PARTNERS LLC

CRD#: 39011

BOSTON, MA

Past

February 5, 2007 - May 31, 2007

NORTHLAND SECURITIES, INC.

CRD#: 40258

MINNEAPOLIS, MN

Past

July 7, 2004 - October 27, 2006

BROWN ADVISORY SECURITIES, LLC

CRD#: 120736

BALTIMORE, MD

Past

December 7, 2000 - March 13, 2003

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

August 17, 1998 - March 16, 2000

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

September 21, 1994 - December 8, 1995

COMMONWEALTH ASSOCIATES

CRD#: 20833

NEW YORK, NY

Past

September 24, 1985 - August 31, 1994

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STANCE CAPITAL LLC

CRD#: 284267 / SEC#: 801-120103

RIA

Registered Investment Advisory firm - (1/6/2021 Approved)

Massachusetts

Registered Investment Advisory firm - (1/11/2021 Terminated)

New York

Registered Investment Advisory firm - (1/11/2021 Terminated)

Texas

Registered Investment Advisory firm - (1/11/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/13/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/16/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/7/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/21/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/3/2001

General Securities Principal Examination

Current Firm

STANCE CAPITAL LLC

CRD#: 284267 / SEC#: 801-120103

RIA

Registered Investment Advisory firm - (1/6/2021 Approved)

Massachusetts

Registered Investment Advisory firm - (1/11/2021 Terminated)

New York

Registered Investment Advisory firm - (1/11/2021 Terminated)

Texas

Registered Investment Advisory firm - (1/11/2021 Terminated)

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Contact information

Main Address

131 Dartmouth Street 3rd Floor, Boston, MA 02116

Mailing Address

Phone number

(617) 875-1062

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STANCE CAPITAL, LLC DISCLOSURE BROCHURE AND SUPPLEMENT (5/1/2025)

Regulatory assets under management

Total Number of Accounts	109
AUM (Assets Under Management)	$ 228,442,112

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel Yamron

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INTEGRAL WEALTH SECURITIES LLC

MARINER INVESTMENT GROUP

INTE SECURITIES LLC

LEERINK PARTNERS LLC

NORTHLAND SECURITIES, INC.

BROWN ADVISORY SECURITIES, LLC

PIPER SANDLER & CO.

CIBC WORLD MARKETS CORP.

COMMONWEALTH ASSOCIATES

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

STANCE CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/13/2017

Series 63

Date: 8/16/2014

SIE

Date: 4/3/2017

Series 3

Date: 10/7/1988

Series 7

Date: 9/21/1985

Series 24

Date: 1/3/2001

Current Firm

STANCE CAPITAL LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STANCE CAPITAL LLC

TRUST BUT VERIFY

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