Steven L. Lovejoy

PRIME EXECUTIONS

New York, NY 10005

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CRD#: 1407092

Professional summary

Steven Lee Lovejoy, who also goes by Eteven Lee Lovejoy, Steve Lee Lovejoy, is a registered financial professional currently at PRIME EXECUTIONS, INC. located in New York, New York.

Steven is registered as a RR (Registered Representative) and started their career in finance in 1996. Steven has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 19, Series 25 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Eteven Lee Lovejoy | Steve Lee Lovejoy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Lee Lovejoy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2008 - Present

PRIME EXECUTIONS, INC.

Office #1: 11 Wall Street (nyse Trading Floor)., New York, NY 10005

CRD#: 32889

New York, NY

Past

January 29, 2008 - November 10, 2008

BATTENKILL CAPITAL, INC.

CRD#: 131548

MANCHESTER CENTER, VT

Past

October 10, 2000 - February 28, 2008

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

April 9, 1998 - October 10, 2000

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

March 20, 1997 - May 7, 1998

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

Past

October 9, 1996 - April 14, 1997

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(11/7/2008)

Exams

State Security Law Exam

Series 63

Date: 11/4/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 19

Date: 6/29/2017

NYSE Floor Clerk - Equities Examination

General Industry/Product Exam

Series 25

Date: 11/3/1999

NYSE Trading Assistant Examination

General Industry/Product Exam

Series 7

Date: 10/8/1996

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

New York Stock Exchange

Current Firm

PRIME EXECUTIONS, INC.

FREEDOM CAPITAL MARKETS | SILVERMAN BROTHERS, INC. | PRIME EXECUTIONS, INC. | FREEDOM STRATEGIC SOLUTIONS

CRD#: 32889 / SEC#: , 8-43985

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

40 Wall Street - 58th Floor, New York, NY 10005

Mailing Address

40 Wall Street - 58th Floor, New York, NY 10005

Phone number

(212) 980-4400

Established

Delaware since 11/12/1987

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (36 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FREEDOM HOLDING CORP.	HOLDING COMPANY
AGUIAR, ALBERT	INTERIM CEO	2947566
CARON, WAYNE ROGER	CCO	1422911
CHASKIN, DAVID R	CFO, FINOP, POO, PFO	5306238

Disclosures

Regulatory Event

Red Flags

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Steven L. Lovejoy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Lee Lovejoy's CRS (Customer Relationship Summary).

Certified licenses

Experience

BATTENKILL CAPITAL, INC.

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

HSBC SECURITIES (USA) INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/4/1996

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 19

Date: 6/29/2017

Series 25

Date: 11/3/1999

Series 7

Date: 10/8/1996

FINRA

NYSE American LLC

New York Stock Exchange

Current Firm

PRIME EXECUTIONS, INC.

Contact information

FINRA licenses (36 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

PRIME EXECUTIONS, INC.

TRUST BUT VERIFY

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