Michael G. Milligan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael George Milligan was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 12 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2019 - January 30, 2020
PROFOR ADVISORS
June 8, 2004 - December 15, 2004
EQUITABLE ADVISORS, LLC
February 13, 2003 - September 2, 2003
COMMONWEALTH CHURCH FINANCE, INC.
July 27, 1998 - July 26, 1999
UBS FINANCIAL SERVICES INC.
June 11, 1998 - July 2, 1998
NATHAN & LEWIS SECURITIES, INC.
August 27, 1990 - December 18, 1990
STRATTON OAKMONT INC.
September 15, 1989 - September 7, 1990
J.P. MORGAN SECURITIES LLC
July 18, 1988 - October 21, 1989
LEHMAN BROTHERS INC.
September 24, 1987 - July 25, 1988
MORGAN STANLEY DW INC.
August 13, 1986 - July 27, 1987
JONATHAN ALAN & CO., INC.
August 6, 1986 - August 11, 1986
HOYT SECURITIES
September 5, 1985 - June 13, 1986
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/10/2019
General Securities Representative ExaminationCurrent Firm
PROFOR ADVISORS
CRD#: 136084 / SEC#: , 8-66974
Contact information
FINRA licenses (30 States and Territories)
Documents
Red Flags
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