BD
Brian L. Douglass
FINANCIAL ADVISORS NETWORK
Tustin, CA 92780
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CRD#: 1406770
BD
Professional summary
Brian Leaman Douglass, AIF® is a registered financial advisor currently at FINANCIAL ADVISORS NETWORK, INC. located in Tustin, California.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Brian has worked at 4 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 10/07/2016: No Business Name - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start 10/03/2016 - 0 Hr/Mo (2) 11/01/2016: Financial Advisors Network, Inc - Registered Investment Advisor Hybrid - DBA: (Hybrid) Financial Advisors Network, Inc. - Investment Related - 1432 Edigner Ave, ste 200, Tustin, CA 92780 - Start 10/03/2016 - 160 Hr/Mo; 8 Hour(s) During Securities Trading; 100% Time Spent - I provide investment advisory services through Financial Advisors Network, Inc, an independent investment advisor firm. I started this business activity on 11/1/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) Rental properties; not investment-related; Laguna Woods, CA; owner; 07/2023; 10 hours per month; rental property manager
CRS (Client Relationship Summary) - RIA
Click below to view Brian Leaman Douglass's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 25, 2015 - Present
FINANCIAL ADVISORS NETWORK, INC.
Office #1: 1432 Edinger Avenue Suite 200, Tustin, CA 92780RIA
CRD#: 152083
Tustin, CA
Past
October 7, 2016 - March 29, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
TUSTIN, CA
Past
December 2, 2014 - April 21, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
TUSTIN, CA
Past
December 1, 2014 - July 1, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
TUSTIN, CA
Past
February 8, 1986 - September 26, 1986
GREEN HILL FINANCIAL SERVICE CORPORATION
BD
CRD#: 4882
Past
December 17, 1985 - February 26, 1988
FINANCIAL ADVISORY CLINIC INVESTMENTS, INC.
BD
CRD#: 5990
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FINANCIAL ADVISORS NETWORK, INC.
FINANCIAL ADVISORS NETWORK | KAMPS, INC. | KAMPS ASSET MANAGEMENT PLANNING SERVICES, INC. | FINANCIAL ADVISORS NETWORK, INC.
CRD#: 152083 / SEC#: 801-74613
RIA
Registered Investment Advisory firm - (3/28/2012 Approved)California
Registered Investment Advisory firm - (4/9/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/25/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
FA
FINANCIAL ADVISORS NETWORK, INC.
FINANCIAL ADVISORS NETWORK | KAMPS, INC. | KAMPS ASSET MANAGEMENT PLANNING SERVICES, INC. | FINANCIAL ADVISORS NETWORK, INC.
CRD#: 152083 / SEC#: 801-74613
RIA
Registered Investment Advisory firm - (3/28/2012 Approved)California
Registered Investment Advisory firm - (4/9/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1432 Edinger Avenue Suite 200, Tustin, CA 92780
Mailing Address
Phone number
(714) 597-6510
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,984 |
| AUM (Assets Under Management) | $ 954,048,143 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
