Brian C. Donovan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Christopher Donovan was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1985. Brian had worked at 14 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 9, Series 10, Series 27, Series 53, Series 24, Series 14, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2024 - October 8, 2025
CUATRO CAPITAL SECURITIES LLC
December 1, 2022 - February 7, 2025
TRADE CAPITAL MARKETS (TCM) NORTH AMERICA LLC
August 15, 2019 - March 25, 2024
VCP APEX (US)
December 21, 2017 - February 7, 2019
REDBRIDGE SECURITIES LLC
February 27, 2013 - December 23, 2015
TRADIER BROKERAGE, INC.
March 30, 2010 - August 20, 2012
CITY NATIONAL SECURITIES, INC.
October 6, 2005 - August 20, 2012
CITY NATIONAL SECURITIES, INC.
May 24, 2004 - September 23, 2005
MAGNA
February 3, 2003 - March 22, 2004
BNY MELLON SECURITIES LLC
November 27, 2000 - July 24, 2002
DREYFUS BROKERAGE SERVICES, INC.
May 27, 1998 - November 9, 2000
TD AMERITRADE, INC.
February 1, 1995 - September 5, 1996
BANCAMERICA SECURITIES, INC.
June 15, 1994 - January 3, 1995
BA INVESTMENT SERVICES, INC.
September 9, 1993 - May 20, 1994
MEYERS SECURITIES CORPORATION
September 24, 1985 - September 9, 1993
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 4/4/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CUATRO CAPITAL SECURITIES LLC
CRD#: 328082 / SEC#: , 8-71161
Contact information
FINRA licenses (20 States and Territories)
Red Flags
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