Nicholas S. Consoles

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CRD#: 1406586

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nicholas Santa Consoles, who also goes by Nick Consoles, Nicky Consoles, Santa Consoles, was a registered financial professional .

Nicholas is a previously registered financial professional and started their career in finance in 1986. Nicholas had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Nick Consoles | Nicky Consoles | Santa Consoles

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. The Financial Group; Investment Related; 1 Merrill Industrial Dr, Suite 113 Hampton NH 03843; Financial Planning; Owner; Investment Advisor Representative; 11/1984; 80hrs/mo during trading; Advisory, Insurance, and ERISA Services 2. Nicholas S. Consoles; Not Investment Related; Hampton NH; Owner; Landlord; Start date 1988; Hours as needed outside of trading; Multi Family Rental units 3. Endeavour Benefits Group; Investment Related; 1 Merrill Industrial Dr, Suite 113 Hampton NH 03843; Employee benefits; Owner; Agent; 02/2024; 80hrs/mo during trading; Group Benefit sales.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 16, 2021 - November 3, 2025

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

Hampton, NH

Past

November 7, 2012 - May 12, 2021

MODERN CAPITAL ADVISORS, LLC

RIA

CRD#: 131117

HAMPTON, NH

Past

December 6, 2011 - May 12, 2021

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

CRD#: 130390

RALEIGH, NC

Past

January 11, 2007 - December 31, 2009

MEDALLION ADVISORY SERVICES, LLC

RIA

CRD#: 113788

HAMPTON, NH

Past

July 26, 2004 - December 31, 2009

MEDALLION INVESTMENT SERVICES, INC.

CRD#: 45314

HAMPTON, NH

Past

April 5, 1999 - August 1, 2002

WALL STREET FINANCIAL GROUP, INC.

CRD#: 35830

VICTOR, NY

Past

March 1, 1993 - May 12, 1997

TIER ONE PARTNERS, INC.

CRD#: 4090

BELLEAIRE BEACH, FL

Past

February 11, 1986 - February 3, 1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/7/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/22/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/18/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/15/2008

Investment Company Products/Variable Contracts Principal Examination

Current Firm

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

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Contact information

Main Address

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126

Mailing Address

Phone number

(877) 885-0508

Established

Firm type

Fiscal year end

# of Employees

169

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B 10-2025 (10/21/2025)

Regulatory assets under management

Total Number of Accounts	3,222
AUM (Assets Under Management)	$ 218,611,410

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas S. Consoles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MODERN CAPITAL ADVISORS, LLC

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

MEDALLION ADVISORY SERVICES, LLC

MEDALLION INVESTMENT SERVICES, INC.

WALL STREET FINANCIAL GROUP, INC.

TIER ONE PARTNERS, INC.

AETNA LIFE INSURANCE AND ANNUITY COMPANY

Primary Firm SEC Registration

GRADIENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/7/2006

Series 63

Date: 3/22/1993

SIE

Date: 10/1/2018

Series 6

Date: 12/18/1985

Series 26

Date: 7/15/2008

Current Firm

GRADIENT ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRADIENT ADVISORS, LLC

TRUST BUT VERIFY

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