Jane W. Horton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jane Whitsitt Horton, who also goes by Jane W Horton, was a registered financial professional .
Jane is a previously registered financial professional and started their career in finance in 1986. Jane had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2000 - December 31, 2006
WOMACK INVESTMENT ADVISERS, INC
June 10, 1997 - February 3, 2022
CETERA WEALTH SERVICES, LLC
September 15, 1992 - February 3, 2022
CETERA WEALTH SERVICES, LLC
September 13, 1991 - October 2, 1992
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
June 13, 1988 - September 16, 1991
GREEN HILL FINANCIAL SERVICE CORPORATION
January 27, 1987 - June 6, 1988
JOHN HANCOCK DISTRIBUTORS LLC
March 14, 1986 - February 5, 1987
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WOMACK INVESTMENT ADVISERS, INC
CRD#: 118081 / SEC#: 801-68170
Contact information
Regulatory assets under management
| Total Number of Accounts | 418 |
| AUM (Assets Under Management) | $ 76,429,364 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
