Jonathan T. Albro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Thomas Albro, who also goes by Jon Albro, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1985. Jonathan had worked at 15 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2015 - December 2, 2021
FORESIDE FUND SERVICES, LLC
March 24, 2005 - September 19, 2006
CCO CAPITAL, LLC
December 11, 2004 - March 21, 2005
METLIFE INVESTORS DISTRIBUTION COMPANY
November 7, 2001 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
November 10, 1999 - February 14, 2001
NATIONWIDE SECURITIES, LLC
June 9, 1998 - December 31, 1998
OLD MUTUAL INVESTMENT PARTNERS
May 12, 1998 - July 1, 1998
SEI INVESTMENTS DISTRIBUTION CO.
October 1, 1992 - June 1, 1998
HIMCO DISTRIBUTION SERVICES COMPANY
September 22, 1989 - June 22, 1992
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 5, 1988 - September 29, 1989
INTEGRATED RESOURCES INVESTMENT CENTERS, INC.
June 28, 1988 - November 21, 1988
GOLDK INVESTMENT SERVICES, INC
October 6, 1986 - December 21, 1987
TUCKER ANTHONY INCORPORATED
May 1, 1986 - October 13, 1986
FINANCIAL SQUARE PARTNERS
November 25, 1985 - February 26, 1986
AMERICAN HERITAGE SECURITIES CORPORATION
October 23, 1985 - December 2, 1985
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/29/2024
General Securities Representative ExaminationCurrent Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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