BC
Barton L. Couch
PER STIRLING CAPITAL MANAGEMENT
AUSTIN, TX 78759
Some features on this profile are disabled
CRD#: 1406424
BC
Professional summary
Barton Lake Couch, CFP® is a registered financial advisor currently at PER STIRLING CAPITAL MANAGEMENT, LLC located in Austin, Texas and B.B. GRAHAM & COMPANY, INC. located in Austin, Texas.
Barton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Barton has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SS OVERLOOK, LLC; INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES ROAD, AUSTIN, TX 78746; NATURE: COMMERCIAL OFFICE BUILDING OWNERSHIP; POSITION: PART-OWNER; START DATE: 10/31/2016; NUMBER OF HOURS: 2; SECURITIES TRADING HOURS: 0. 2. BARTON COUCH - INSURANCE SALES: INVESTMENT RELATED; ADDRESS: 4900 SPICEWOOD SPRINGS ROAD, SUITE 300, AUSTIN, TX 78759; NATURE: SERVICING AND TRAIL COMMISSION FROM FIXED INSURANCE PRODUCTS; START DATE:01/2017; NUMBER OF HOURS: 5; SECURITIES TRADING HOURS: 0. 3. B.L. COUCH ADVISORY, LLC; INVESTMENT RELATED; ADDRESS: 4900 SPICEWOOD SPRINGS, RD #300, AUSTIN TX; NATURE: ENTITY THAT ACCEPTS ADVISORY COMPENSATION BY IAR FROM PER STIRLING CAPITAL MANAGEMENT, LLC. START DATE: 3/2018. NUMBER OF HOURS: 0; SECURITIES TRADING HOURS: 0. 4. PACKSADDLE VENTURES, LLC; INVESTMENT RELATED; 247 SPANISH DAGGER LN, PORT ARANSAS, TX, 78373; NATURE: INCOME FROM RENTAL REAL ESTATE PROPERTY; POSITION: 25% OWNER/MANAGER; START DATE: 10/17/2022; NUMBER OF HOURS: 5; SECURITIES TRADING HOURS: 0 ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY PER STIRLING CAPITAL MANAGEMENT, LLC: 5. B.B. GRAHAM & COMPANY, INC.; INVESTMENT RELATED; 4900 SPICEWOOD SPRINGS ROAD, SUITE 300, AUSTIN, TX 78759; NATURE OF BUSINESS: BROKER DEALER; POSITION: REGISTERED REPRESENTATIVE; START DATE: 01/2017. ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY B. B. GRAHAM & CO., INC: 6. PER STIRLING CAPITAL MANAGEMENT, LLC; INVESTMENT RELATED, 4900 SPICEWOOD SPRINGS ROAD, SUITE 300, AUSTIN, TX 78759; REGISTERED INVESTMENT ADVISER; POSITION: PARTNER/INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 01/2017; PROVIDE ADVISORY SERVICES TO CLIENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Barton Lake Couch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1991
Experience
Current
January 5, 2017 - Present
PER STIRLING CAPITAL MANAGEMENT, LLC
Office #1: 4900 Spicewood Springs Road Suite 300, Austin, TX 78759RIA
CRD#: 151671
AUSTIN, TX
Current
January 20, 2017 - Present
B.B. GRAHAM & COMPANY, INC.
Office #1: 4900 Spicewood Springs Road, Suite 300, Austin, TX 78759RIA
BD
CRD#: 41533
Austin, TX
Past
September 25, 2008 - March 31, 2017
COUCH HALLUM FINANCIAL GROUP
RIA
CRD#: 140136
AUSTIN, TX
Past
April 2, 2004 - October 6, 2008
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
AUSTIN, TX
Past
March 31, 2004 - December 31, 2016
SECURITIES AMERICA, INC.
BD
CRD#: 10205
AUSTIN, TX
Past
September 18, 1985 - December 31, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
AUSTIN, TX
Past
September 9, 1985 - December 31, 2005
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
September 9, 1985 - December 31, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PER STIRLING CAPITAL MANAGEMENT, LLC
PER STIRLING | PER STIRLING PRIVATE WEALTH | PER STIRLING INVESTMENTS | PER STIRLING GROUP, LLC | PER STIRLING CAPITAL MANAGEMENT, LLC
CRD#: 151671 / SEC#: 801-70707
RIA
Registered Investment Advisory firm - (10/28/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/16/2021)
IAR
Arkansas(10/15/2020)
RR
Louisiana(1/20/2017)
RR
Minnesota(12/10/2019)
RR
New Mexico(10/2/2024)
RR
North Carolina(1/24/2017)
IAR
Texas(1/5/2017)
RR
Texas(1/20/2017)
RR
Washington(10/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PER STIRLING CAPITAL MANAGEMENT, LLC
PER STIRLING | PER STIRLING PRIVATE WEALTH | PER STIRLING INVESTMENTS | PER STIRLING GROUP, LLC | PER STIRLING CAPITAL MANAGEMENT, LLC
CRD#: 151671 / SEC#: 801-70707
RIA
Registered Investment Advisory firm - (10/28/2009 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4800 Bee Caves Road, Austin, TX 78746
Mailing Address
Phone number
(512) 628-2300
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,584 |
| AUM (Assets Under Management) | $ 1,387,216,441 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
