Danette E. Sterna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danette Elizabeth Sterna, who also goes by Danette Elizabeth Stefanek, was a registered financial professional .
Danette is a previously registered financial professional and started their career in finance in 1995. Danette had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2018 - April 23, 2018
BMO HARRIS FINANCIAL ADVISORS, INC.
May 1, 2010 - February 27, 2017
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
September 26, 2000 - May 1, 2010
BOFA DISTRIBUTORS, INC.
December 20, 1995 - November 20, 2000
WAM BROKERAGE SERVICES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BMO HARRIS FINANCIAL ADVISORS, INC.
CRD#: 137115 / SEC#: 801-64847, 8-67064
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
