William L. Yankus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Lee Yankus was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1986. William had worked at 6 firms and has passed the Series 63, SIE, Series 79, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2017 - July 24, 2020
TOBIN & COMPANY SECURITIES LLC
May 2, 2016 - May 8, 2017
WEILD & CO.
September 15, 2011 - June 25, 2015
STERNE, AGEE & LEACH, INC.
December 1, 2009 - November 29, 2010
MACQUARIE CAPITAL (USA) INC.
September 26, 1994 - December 1, 2009
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
January 1, 1986 - May 7, 1993
CONNING & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TOBIN & COMPANY SECURITIES LLC
CRD#: 137918 / SEC#: , 8-67134
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOBIN & COMPANY INVESTMENT BANKING GROUP LLC | PARENT COMPANY | |
| TOBIN, JUSTINE EIDT | CHIEF COMPLIANCE OFFICER | 1641345 |
Red Flags
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