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John Calcagnini

MESIROW FINANCIAL
CHICAGO, IL
·CRD# 1406341·30 years experience

Professional Summary

John Calcagnini, who also goes by John Paul Calcagnini, is a registered financial advisor currently at MESIROW FINANCIAL, INC. located in Chicago, Illinois. John is registered as a RR (Registered Representative) and started their career in finance in 1987. John has worked at 10 firms and has passed the Series 63, Series 79TO, SIE, Series 86, Series 87 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Paul Calcagnini

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

MESIROW FINANCIAL, INC.·CRD# 2764
BD
353 N. Clark Street, Chicago, IL 60654
January 29, 2025 - Present
STOUT CAPITAL, LLC·CRD# 127302
BD
Los Angeles, CA
March 13, 2017 - January 29, 2025
B. RILEY & CO., LLC·CRD# 40355
BD
Los Angeles, CA
July 5, 2016 - March 14, 2017
CRT CAPITAL GROUP LLC·CRD# 28830
BD
Los Angeles, CA
May 8, 2012 - July 5, 2016
GLOBAL HUNTER SECURITIES, LLC·CRD# 123003
BD
Newport Beach, CA
January 18, 2011 - December 31, 2011
WEDGE SECURITIES, LLC·CRD# 126776
BD
Redondo Beach, CA
July 20, 2010 - January 20, 2011
FINANCIAL WEST GROUP·CRD# 16668
BD
Los Angeles, CA
January 15, 2010 - July 19, 2010
OPPENHEIMER & CO. INC.·CRD# 249
BD
Menlo Park, CA
January 14, 2008 - September 23, 2008
CIBC WORLD MARKETS CORP.·CRD# 630
BD
Menlo Park, CA
July 1, 1997 - January 14, 2008
CLIFFORD DRAKE & COMPANY INC.·CRD# 7092
BD
October 20, 1987 - September 6, 1988

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Current Firm

MF
MESIROW FINANCIAL, INC.

MESIROW & COMPANY | PEMBROKE CLEARING CORPORATION | MESIROW FINANCIAL, INC. | MESIROW CAPITAL, INC. | MESIROW & COMPANY, INCORPORATED

CRD#: 2764 / SEC#: 8-28816
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

353 N. Clark Street, Chicago, IL 60654

Mailing Address

353 N. Clark Street, Chicago, IL 60654

Phone Number

(312) 595-6000

Established

Delaware since 10/12/1982

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MESIROW FINANCIAL HOLDINGS, INC.MAJORITY SHAREHOLDER—
MESIROW FINANCIAL SERVICES, INC.MINORITY SHAREHOLDER—
PRICE, RICHARD SCOTTDIRECTOR367760
JACOBSON, STEPHEN DAVIDSENIOR MANAGING DIRECTOR1353790
KEIG, JESSE JOSEPHCFO5268961
LEVINE, JEFFREY MICHAELCEO/PRESIDENT5627249
OAKLEY, ADAM JOELSENIOR MANAGING DIRECTOR, INVESTMENT BANKING4795934
PRICE, BRIAN DAVIDCHAIRMAN, INVESTMENT BANKING DIVISION5192466
SHIELDS, JAMESCHIEF COMPLIANCE OFFICER2927398
WALDROP, TODD E.SENIOR MANAGING DIRECTOR4194147

Disclosures

Regulatory Event

18

Civil Event

1

Bond

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(1/29/2025)
RR
Florida
(1/29/2025)
RR
Illinois
(1/29/2025)
RR
Indiana
(1/29/2025)
RR
Michigan
(1/29/2025)
RR
New York
(1/29/2025)
RR
Ohio
(1/29/2025)
RR
Pennsylvania
(1/29/2025)
RR
Texas
(1/29/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1997About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Jan 2005About the Series 86 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Sep 2004About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Jun 1997About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Calcagnini's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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