Vince L. Birley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vince Leonard Birley, CFP®, who also goes by VInny Birley, was a registered financial professional .
Vince is a previously registered financial professional and started their career in finance in 1985. Vince had worked at 11 firms and has passed the Series 63, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2003 - January 3, 2017
RONALD BLUE & CO., LLC
February 4, 2003 - September 17, 2007
SAPERE WEALTH CREATION, LLC
May 18, 1999 - June 8, 2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 2, 1997 - August 31, 2000
FINTRUST BROKERAGE SERVICES, LLC
March 2, 1994 - December 31, 1996
FSC SECURITIES CORPORATION
January 5, 1993 - February 28, 1994
OSAIC WEALTH, INC.
April 15, 1992 - January 13, 1993
IFG NETWORK SECURITIES, INC.
January 15, 1992 - May 14, 1992
DERAND/PENNINGTON/BASS, INC.
November 19, 1989 - January 17, 1992
OSAIC WEALTH, INC.
November 7, 1986 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
March 13, 1986 - October 28, 1986
PERPETUAL INVESTMENT ASSOCIATES
September 25, 1985 - March 10, 1986
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 10/10/1996
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
RONALD BLUE & CO., LLC
CRD#: 104605 / SEC#: 801-18423
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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