Kevin E. Pilarski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Edward Pilarski, who also goes by Kevin E Pilarski, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1986. Kevin had worked at 5 firms and has passed the Series 63, Series 7TO, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2020 - March 30, 2021
ZERMATT SECURITIES LLC
June 1, 2001 - November 4, 2005
CME BD SERVICES, INC.
December 21, 2000 - January 17, 2001
CANTOR FITZGERALD SECURITIES
June 19, 1987 - October 24, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 24, 1986 - June 8, 1987
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/19/2020
General Securities Representative ExaminationCurrent Firm
ZERMATT SECURITIES LLC
CRD#: 47502 / SEC#: 801-63052, 8-51808
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
