Charles L. Parker
PARKER FINANCIAL ADVISORS LLC
Houston, TX 77079-2943
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CRD#: 1406057
Professional summary
Charles Lee Parker JR, CFP® is a registered financial advisor currently at PARKER FINANCIAL ADVISORS LLC located in Houston, Texas.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Charles has worked at 3 firms and has passed the Series 63, Series 2 and Series 7 exams.
Biography
Contact us for an initial conversation about how we might serve you. If we decide to continue our conversation, we offer a free, no-obligation Discovery Meeting in which we explore if we are the right firm to help you accomplish all that is important to you. As a wealth management firm, we integrate financial planning and investment management into a cohesive strategy focused on achieving your goals.
Question & Answer
What are your service offerings?
Divorce Planning
Employee and Employer Plan Ben...
Tax Planning
Comprehensive Financial Planni...
Retirement Planning
Investment Planning
Estate Planning
Do you have an area of expertise or specialization?
Corporate Executives
Estate & Generational Planning...
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Tax Planning
Women's Financial Planning Iss...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Lee Parker JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1985
Experience
Current
September 17, 2019 - Present
PARKER FINANCIAL ADVISORS LLC
Office #1: 14800 St Mary's Ln Ste 245, Houston, TX 77079-2943RIA
CRD#: 305188
Houston, TX
Past
February 8, 1996 - December 31, 2019
PARKER FINANCIAL ADVISORS
RIA
CRD#: 114213
HOUSTON, TX
Past
October 23, 1985 - July 3, 1986
JOHNSON & JOUNET SECURITIES
BD
CRD#: 10628
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PARKER FINANCIAL ADVISORS LLC
PARKER FINANCIAL ADVISORS LLC
CRD#: 305188 / SEC#: 801-117329
RIA
Registered Investment Advisory firm - (9/17/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(9/17/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 2
Date: 11/20/1995
Non-Member General Securities ExaminationGeneral Industry/Product Exam
Current Firm
PARKER FINANCIAL ADVISORS LLC
PARKER FINANCIAL ADVISORS LLC
CRD#: 305188 / SEC#: 801-117329
RIA
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Contact information
Main Address
14800 St Mary's Ln Ste 245, Houston, TX 77079-2943
Mailing Address
Phone number
(832) 476-3495
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 344 |
| AUM (Assets Under Management) | $ 190,897,043 |
Red Flags
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Company Information
PARKER FINANCIAL ADVISORS LLC
CRD#: 305188Houston, TX 77079-2943TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
