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RH

Robert R. Holmes

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CRD#: 1406030
RH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Richard Holmes, who also goes by Rob Holmes, Robert Richard Holmes Jr, Robert Richard Holmes Jr., was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rob Holmes | Robert Richard Holmes Jr | Robert Richard Holmes Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 7, 2011 - April 18, 2013

JUMPSTART SECURITIES, LLC

BD
CRD#: 156214
ASPEN, CO
Past

March 12, 2010 - October 3, 2011

ODEON CAPITAL GROUP LLC

BD
CRD#: 148493
NEW YORK, NY
Past

October 24, 2003 - April 26, 2004

PURSUIT PARTNERS LLC

RIA
CRD#: 115014
STAMFORD, CT
Past

February 7, 2002 - April 26, 2004

PURSUIT PARTNERS LLC

BD
CRD#: 115014
GREENWICH, CT
Past

January 3, 2002 - October 24, 2003

PURSUIT PARTNERS, LLC

RIA
CRD#: 116231
STAMFORD, CT
Past

June 27, 1990 - June 23, 2000

NATWEST MARKETS SECURITIES INC.

BD
CRD#: 11707
STAMFORD, CT
Past

February 20, 1990 - June 8, 1990

LEHMAN SPECIAL SECURITIES INC.

BD
CRD#: 7242
Past

February 20, 1990 - June 8, 1990

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

February 20, 1990 - June 8, 1990

LEHMAN GOVERNMENT SECURITIES INC.

BD
CRD#: 19655
Past

September 24, 1985 - September 12, 1988

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/25/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/24/2010
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/30/2011
General Securities Principal Examination

Current Firm

JS
JUMPSTART SECURITIES, LLC
ARCTIC ISLAND FINANCIAL, LLC | VARASEC | VARA SECURITIES, LLC | JUMPSTART SECURITIES, LLC | FUNDAMERICA SECURITIES, LLC | FUNDAMERICA SECURITIES | FUNDAMERICA

CRD#: 156214 / SEC#: , 8-68773

BD
Terminated by SEC on 05/24/2024
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 12/01/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
FINOVATION SYSTEMS, LLCMEMBER
SELF, JONATHAN ANDREWPRESIDENT, POO, PFO, AMLCO, CCO4497531

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JUMPSTART SECURITIES, LLC

CRD#: 156214

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