Robert T. Addis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Trenary Addis was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1970. Robert had worked at 3 firms and has passed the Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 1983 - June 3, 2002
RTA INVESTMENTS COMPANY
May 25, 1976 - June 5, 1978
BRANCH, CABELL & CO., INC.
October 12, 1970 - June 26, 1976
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/29/1968
Registered Representative ExaminationCurrent Firm
RTA INVESTMENTS COMPANY
CRD#: 14149 / SEC#: , 8-34858
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
