Brian P. Kane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Patrick Kane was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1985. Brian had worked at 12 firms and has passed the Series 63, Series 82TO, Series 57TO, Series 7TO, SIE, Series 55, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2024 - November 4, 2024
UNIVEST SECURITIES, LLC
August 5, 2023 - February 8, 2024
MOMENTIX CAPITAL, INC.
March 30, 2020 - October 5, 2021
ALPINE SECURITIES CORPORATION
March 5, 2012 - December 10, 2012
WTS PROPRIETARY TRADING GROUP LLC
April 28, 2011 - January 10, 2012
DIMENSION TRADING GROUP, LLC
October 5, 2005 - February 23, 2009
FORGE FINANCIAL GROUP, INC.
September 27, 2001 - September 3, 2002
ELECTRONIC ACCESS DIRECT, INC.
August 2, 1996 - July 22, 1999
SCHONFELD SECURITIES, LLC
June 9, 1995 - October 13, 1995
SCHONFELD SECURITIES, LLC
April 18, 1988 - February 7, 1989
HOPPER SOLIDAY & CO., INC.
April 30, 1987 - May 18, 1988
FIDELITY BROKERAGE SERVICES LLC
August 22, 1986 - December 1, 1986
DETWILER FENTON & CO.
November 11, 1985 - March 12, 1986
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 82TO
Date: 8/5/2023
Limited Representative-Private Securities OfferingsSeries 57TO
Date: 12/6/2019
Securities Trader ExamSeries 7TO
Date: 10/25/2019
General Securities Representative ExaminationSeries 55
Date: 9/8/2006
Limited Representative-Equity Trader ExamCurrent Firm
UNIVEST SECURITIES, LLC
CRD#: 36105 / SEC#: , 8-47006
Contact information
FINRA licenses (26 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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