MM

Michael N. Miller

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CRD#: 1405907
MM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Nmn Miller, who also goes by Michael Miller, Mike Miller, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Michael Miller | Mike Miller

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 18, 2012 - December 31, 2024

LONGVIEW ADVISORS, LLC

RIA
CRD#: 165068
NEWTON, KS
Past

September 9, 2009 - December 9, 2010

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA
CRD#: 15708
HESSTON, KS
Past

January 8, 2004 - November 9, 2010

EVERENCE TRUST COMPANY

RIA
CRD#: 113179
HESSTON, KS
Past

February 15, 1999 - September 14, 2004

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA
CRD#: 15708
HESSTON, KS
Past

January 5, 1994 - December 9, 2010

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
HESSTON, KS
Past

August 17, 1989 - December 23, 1993

PRIMELINE SECURITIES CORP.

BD
CRD#: 15896
WICHITA, KS
Past

March 31, 1989 - August 22, 1989

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

March 26, 1986 - March 31, 1989

LOWRY FINANCIAL SERVICES CORPORATION

BD
CRD#: 7291
Past

October 2, 1985 - April 1, 1986

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/31/1990
General Securities Principal Examination

Current Firm


LA
LONGVIEW ADVISORS, LLC
LONGVIEW ADVISORS, LLC

CRD#: 165068 / SEC#:

Kansas
Registered Investment Advisory firm - (1/1/2025 Approved)
Texas
Registered Investment Advisory firm - (1/15/2025 Conditional Restricted)
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Contact information


Main Address
301 N. Main Street Suite 201, Newton, KS 67114
Mailing Address
Phone number
(620) 931-5285
Established
Firm type
Fiscal year end
# of Employees
1

Red Flags


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Company Information


LONGVIEW ADVISORS, LLC

CRD#: 165068

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