Edward J. Wooters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Joseph Wooters, who also goes by E Joseph Wooters, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1985. Edward had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 1993 - November 10, 1994
FIRST OF PHILADELPHIA INVESTMENT GROUP, INC.
September 6, 1988 - February 5, 2018
G - W BROKERAGE GROUP, INC.
December 23, 1987 - September 27, 1988
INVESTMENT BROKERS OF AMERICA
September 24, 1985 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
September 24, 1985 - January 5, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
FIRST OF PHILADELPHIA INVESTMENT GROUP, INC.
CRD#: 16201 / SEC#: , 8-33473
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
