Christopher J. Corrigan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher James Corrigan was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1985. Christopher had worked at 6 firms and has passed the Series 63, Series 3, Series 5, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 1997 - March 5, 1999
UNITED SECURITIES OF AMERICA, INC.
November 30, 1995 - December 31, 1996
ADDISON FINANCIAL SERVICES, INC.
January 9, 1995 - November 17, 1995
TEXAS CAPITAL SECURITIES, INC.
May 29, 1990 - August 18, 1994
INDEX PORTFOLIO MANAGEMENT, INC.
July 27, 1988 - January 22, 1990
GLOBALVEST SECURITIES, (USA), INC
October 7, 1985 - July 13, 1988
AMERICAN MONEY MARKET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/6/1987
Interest Rate Options ExaminationCurrent Firm
UNITED SECURITIES OF AMERICA, INC.
CRD#: 17768 / SEC#: , 8-35733
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
