Edward G. Robinson
Professional summary
Edward Gene Robinson, who also goes by Ed Robinson, Eddy Robinson, Edward Robinson, Edward Gene Robinson, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Springville, Alabama.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Edward has worked at 11 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Edward Gene Robinson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Edward Gene Robinson's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2022 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 6384 Us Highway 11, Springville, AL 35146Office #2: 104 Inverness Plaza, Birmingham, AL 35242Office #3: 105 Doug Baker Road, Birmingham, AL 35242February 9, 2022 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 6384 Us Highway 11, Springville, AL 35146Office #2: 104 Inverness Plaza, Birmingham, AL 35242Office #3: 105 Doug Baker Road, Birmingham, AL 35242February 15, 2019 - February 2, 2022
OSAIC SERVICES, INC.
February 14, 2019 - February 2, 2022
OSAIC SERVICES, INC.
September 1, 2017 - December 6, 2018
HORNOR, TOWNSEND & KENT, LLC
August 18, 2017 - December 6, 2018
HORNOR, TOWNSEND & KENT, LLC
January 18, 2013 - August 15, 2017
EDWARD JONES
January 18, 2013 - August 15, 2017
EDWARD JONES
February 23, 2011 - January 22, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 28, 2011 - January 22, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 4, 1994 - March 17, 1999
ONEAMERICA SECURITIES, INC.
April 4, 1994 - March 17, 1999
AMERICAN UNITED LIFE INSURANCE COMPANY
June 1, 1992 - July 7, 1993
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
March 20, 1990 - March 4, 1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
March 20, 1990 - March 4, 1992
SIGNATOR INVESTORS, INC.
October 18, 1988 - March 10, 1990
MML INVESTORS SERVICES, LLC
September 19, 1985 - March 4, 1992
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/9/2022)
(2/9/2022)
(2/11/2022)
(2/17/2022)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
