Michael T. Ryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Thomas Ryan was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 1990 - January 4, 2021
PROFESSIONAL PLANNING GROUP
August 16, 1989 - January 7, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 29, 1989 - January 31, 1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 22, 1985 - August 15, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
Primary Firm SEC Registration
PROFESSIONAL PLANNING GROUP
CRD#: 108868 / SEC#: 801-15330
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PROFESSIONAL PLANNING GROUP
CRD#: 108868 / SEC#: 801-15330
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,354 |
| AUM (Assets Under Management) | $ 1,166,383,072 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
