Jonathon N. Pedersen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathon N Pedersen, who also goes by Jonathon Nels Pedersen, was a registered financial professional .
Jonathon is a previously registered financial professional and started their career in finance in 1985. Jonathon had worked at 10 firms and has passed the Series 63, Series 7, Series 5, Series 3, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2009 - April 3, 2014
MULTI-BANK SECURITIES, INC.
March 7, 2005 - March 22, 2006
LEONARD & COMPANY
November 24, 2003 - March 17, 2005
RAYMOND JAMES & ASSOCIATES, INC.
May 19, 2003 - November 19, 2003
WELLS FARGO CLEARING SERVICES, LLC
January 13, 2001 - May 30, 2003
DEUTSCHE BANK SECURITIES INC.
April 19, 2000 - January 13, 2001
DB ALEX. BROWN LLC
March 20, 1995 - April 4, 2000
LEHMAN BROTHERS INC.
January 28, 1995 - March 31, 1995
UBS FINANCIAL SERVICES INC.
July 2, 1993 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
August 25, 1987 - July 27, 1993
LEHMAN BROTHERS INC.
September 25, 1985 - August 10, 1987
SWINK & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 6/10/1987
Interest Rate Options ExaminationCurrent Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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