Richard F. Czyzynski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Francis Czyzynski was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1985. Richard had worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2013 - July 2, 2015
MESIROW FINANCIAL, INC.
April 6, 2012 - April 12, 2013
CRT CAPITAL GROUP LLC
April 2, 2007 - March 12, 2012
MORGAN STANLEY & CO. LLC
September 18, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
January 6, 2006 - August 16, 2006
SANDERS MORRIS LLC
June 4, 2002 - January 17, 2006
ADVEST, INC.
October 17, 2001 - June 27, 2002
R.W.PRESSPRICH & CO.
November 20, 2000 - August 27, 2001
VISIBLE MARKETS, INC.
September 14, 1999 - January 3, 2001
HSBC SECURITIES (USA) INC.
December 9, 1997 - September 7, 1999
J.P. MORGAN SECURITIES LLC
October 22, 1985 - December 18, 1997
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/19/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MESIROW FINANCIAL, INC.
CRD#: 2764 / SEC#: , 8-28816
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MESIROW FINANCIAL HOLDINGS, INC. | MAJORITY SHAREHOLDER | |
| MESIROW FINANCIAL SERVICES, INC. | MINORITY SHAREHOLDER | |
| PRICE, RICHARD SCOTT | DIRECTOR | 367760 |
| FARR, CHRISTOPHER DAYNE | CFO | 3239925 |
| HAYES, MARY JO MOON | CHIEF COMPLIANCE OFFICER | 1196353 |
| JACOBSON, STEPHEN DAVID | SENIOR MANAGING DIRECTOR | 1353790 |
| KEIG, JESSE JOSEPH | DIRECTOR | 5268961 |
| LEVINE, JEFFREY MICHAEL | CEO/PRESIDENT | 5627249 |
| OAKLEY, ADAM JOEL | SENIOR MANAGING DIRECTOR, INVESTMENT BANKING | 4795934 |
| PRICE, BRIAN DAVID | CHAIRMAN, INVESTMENT BANKING DIVISION | 5192466 |
| WALDROP, TODD E. | SENIOR MANAGING DIRECTOR | 4194147 |
Disclosures
| Regulatory Event | 18 |
| Civil Event | 1 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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