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Mark Andrew Eidem

CRD# 1404925·Registered 1985 - 2017
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark Andrew Eidem, who also goes by Mark Andrew Alcorn, Mark Alcorn, Mark A Eidem, Mark Andrew Scott, Mark Scott, was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 1985 - 2017. Mark had worked at 5 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 30 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark Andrew Alcorn, Mark Alcorn, Mark A Eidem, Mark Andrew Scott, Mark Scott

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

OPTIONSXPRESS, INC.·CRD# 103849
BD
Bellevue, WA
September 5, 2012 - November 14, 2017
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Bellevue, WA
December 16, 2004 - October 21, 2021
ELECTRONIC TRADING GROUP, LLC·CRD# 37453
BD
New York, NY
January 7, 2003 - September 29, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Anchorage, AK
August 20, 1997 - January 10, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
May 12, 1994 - January 10, 2003
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED·CRD# 76
BD
January 23, 1989 - December 19, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
September 24, 1985 - January 21, 1989

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Current Firm

OI
OPTIONSXPRESS, INC.

OEC EQUITIES | SIERRA CAPITAL, LLC | OX | OPTIONSXPRESS.COM | OPTIONSXPRESS, INC. | OPTIONSXPRESS

CRD#: 103849 / SEC#: 8-52354
BD
Terminated by SEC on 12/30/2017

Contact Information

Established

Delaware since 11/13/2000

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
OPTIONSXPRESS HOLDINGS, INC.OWNER—
HATHI, NEESHA KDIRECTOR2648997
KONOP, LYNN MARIECHIEF COMPLIANCE OFFICER1216310
LIN, LINDIE MARIEFINANCIAL & OPERATIONS PRINCIPAL (FINOP)4412827
METZGER, BARRY SCOTTCEO4719211
WHITCOMB, DAVID C JRCHIEF LEGAL OFFICER4052389

Disclosures

Regulatory Event

30

Arbitration

3

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1994About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Dec 2011About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2003

Series 7 — General Securities Representative Examination

Passed Apr 1994About the Series 7 exam

Series 30 — NFA Branch Manager Examination

Passed Jun 2019About the Series 30 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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