Mark A. Eidem
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Andrew Eidem, who also goes by Mark Andrew Alcorn, Mark Alcorn, Mark A Eidem, Mark Andrew Scott, Mark Scott, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1985. Mark had worked at 5 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2012 - November 14, 2017
OPTIONSXPRESS, INC.
December 16, 2004 - October 21, 2021
CHARLES SCHWAB & CO., INC.
January 7, 2003 - September 29, 2004
ELECTRONIC TRADING GROUP, LLC
August 20, 1997 - January 10, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 12, 1994 - January 10, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 23, 1989 - December 19, 1989
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
September 24, 1985 - January 21, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/3/2003
Limited Representative-Equity Trader ExamCurrent Firm
OPTIONSXPRESS, INC.
CRD#: 103849 / SEC#: , 8-52354
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 30 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
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