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RB

Robert W. Bass

BASS AND BELL
LITTLE ROCK, AR 72202
Some features on this profile are disabled
CRD#: 1404771
RB

Professional summary

Robert W Bass JR, who also goes by Rob W Bass, Robert Woods Bass Jr, Robert Woods Bass, Robert W Bass Jr Jr, Robert W Bass Jr. Jr, is a registered financial advisor currently at BASS AND BELL, INC. located in Little Rock, Arkansas.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Robert has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 12 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Rob W Bass | Robert Woods Bass Jr | Robert Woods Bass | Robert W Bass Jr Jr | Robert W Bass Jr. Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) WOJO LLC ADDRESS: LITTLE ROCK, AR NATURE OF THE BUSINESS: BUSINESS OWNER POSITION/TITLE: OFFICER - CEO INVESTMENT RELATED: NO START DATE: 04/01/2011 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 1 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: CONSULT AND LAUNCH A SINGLE PRODUCT SPORTS ACCESSORY BUSINESS (2) VARIOUS INSURANCE COMPANIES ADDRESS: LITTLE ROCK, AR NATURE OF THE BUSINESS: INSURANCE SALES POSITION/TITLE: LICENSED INSURANCE AGENT INVESTMENT RELATED: YES START DATE: 04/01/2019 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 4 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 4 DESCRIPTION OF DUTIES: SELL NON-VARIABLE INSURANCE PRODUCTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert W Bass JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 1, 2019 - Present

BASS AND BELL, INC.

Office #1: 1 Information Way Suite 200, Little Rock, AR 72202
RIA
CRD#: 300557
LITTLE ROCK, AR
Past

January 30, 2009 - April 2, 2019

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
LITTLE ROCK, AR
Past

January 30, 2009 - April 2, 2019

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
LITTLE ROCK, AR
Past

April 2, 2007 - February 2, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
LITTLE ROCK, AR
Past

April 2, 2007 - February 2, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
LITTLE ROCK, AR
Past

November 25, 2002 - April 2, 2007

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
LITTLE ROCK, AR
Past

December 23, 1986 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
LITTLE ROCK, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BASS AND BELL, INC.
BASS AND BELL, INC.

CRD#: 300557 / SEC#: 801-114766

RIA
Registered Investment Advisory firm - (2/11/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arkansas
(4/1/2019)
IAR
Texas
(5/3/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/16/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/6/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 7/6/1995
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 12/20/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 12
Date: 3/26/1975
NYSE Branch Manager Examination

Current Firm

BA
BASS AND BELL, INC.
BASS AND BELL, INC.

CRD#: 300557 / SEC#: 801-114766

RIA
Registered Investment Advisory firm - (2/11/2019 Approved)
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Contact information

Main Address
1 Information Way Suite 200, Little Rock, AR 72202
Mailing Address
Phone number
(501) 664-4170
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BASS AND BELL FORM ADV PART 2A BROCHURE (1/29/2025)

Regulatory assets under management

Total Number of Accounts1,145
AUM (Assets Under Management)$ 874,625,136

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BASS AND BELL, INC.

CRD#: 300557Little Rock, AR 72202

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