Robert Burks Wood III, CFP | Financial Professional | Asheville, North Carolina | SOUTHLAND EQUITY PARTNERS, LLC.

Professional summary

Robert Burks Wood III, CFP®, who also goes by Robert B Wood III, Robert Burkes Wood III, is a registered financial advisor currently at SOUTHLAND EQUITY PARTNERS, LLC. located in Asheville, North Carolina.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Robert has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert B Wood Iii | Robert Burkes Wood Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.ROBERT B. WOOD III,YES,9 GOLF STREET ASHEVILLE NC 28801,STATUTORY AGENT,1/1986,NUMBER OF HOURS / MONTH: 1-2,0HRS DURING TRADING,RECOMMENDATION AND SALE OF INSURANCE PRODUCTS AS NEEDED. 2. WOOD ASSET MANAGEMENT 70 WOODFIN PLACE SUIYE 200-C ASHVILLE, NC. 28801,YES,12/01/2009, OWNER,80HRS,80HRS,INVESTMENT ADVISE AND PORTFOLIO MANAGEMENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Burks Wood III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Current

December 21, 2016 - Present

SOUTHLAND EQUITY PARTNERS, LLC.

Office #1: 9 Golf Street, Asheville, NC 28801

RIA

CRD#: 154481

Asheville, NC

Past

September 17, 2014 - December 2, 2016

SOUTHLAND EQUITY PARTNERS, LLC.

RIA

CRD#: 154481

ASHEVILLE, NC

Past

November 11, 2009 - December 31, 2016

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

ASHEVILLE, NC

Past

October 21, 2009 - December 31, 2016

FSC SECURITIES CORPORATION

BD

CRD#: 7461

ASHEVILLE, NC

Past

January 2, 2009 - October 1, 2009

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SAINT PETERSBURG, FL

Past

March 12, 2001 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

ASHEVILLE, NC

Past

September 15, 1992 - October 1, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD

CRD#: 6694

ASHEVILLE, NC

Past

August 20, 1985 - December 5, 1991

TOWER SQUARE SECURITIES, INC.

BD

CRD#: 833

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SE

SOUTHLAND EQUITY PARTNERS, LLC.

CRD#: 154481 / SEC#: 801-71977

RIA

Registered Investment Advisory firm - (11/17/2010 Approved)

Virginia

Registered Investment Advisory firm - (11/22/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(12/21/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

Series 63

Date: 11/8/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 8/17/1985

General Securities Representative Examination

Current Firm

SE

SOUTHLAND EQUITY PARTNERS, LLC.

CRD#: 154481 / SEC#: 801-71977

RIA

Registered Investment Advisory firm - (11/17/2010 Approved)

Virginia

Registered Investment Advisory firm - (11/22/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Wildwood, MO

Mailing Address

Po Box 7323, Charlottesville, VA 22906

Phone number

(770) 998-5879

Established

Firm type

Fiscal year end

# of Employees

22

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	2,680
AUM (Assets Under Management)	$ 785,307,417

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert B. Wood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Burks Wood III's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUTHLAND EQUITY PARTNERS, LLC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

TOWER SQUARE SECURITIES, INC.

Primary Firm SEC Registration

SOUTHLAND EQUITY PARTNERS, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/8/1985

SIE

Date: 12/31/2016

Series 7

Date: 8/17/1985

Current Firm

SOUTHLAND EQUITY PARTNERS, LLC.

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOUTHLAND EQUITY PARTNERS, LLC.

TRUST BUT VERIFY

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