Dana A. Barfield Chfc Cfp Msfs
Professional summary
Dana A. Barfield Chfc Cfp Msfs was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dana is a previously registered financial advisor and started their career in finance in 1985. Prior to being barred, Dana had worked at 7 firms, which includes THE BARFIELD GROUP INC., LINCOLN FINANCIAL DISTRIBUTORS INC., BLINDER ROBINSON & CO. INC., AMERICAN CAPITAL EQUITIES INC., MARINER FINANCIAL SERVICES INC., DREXEL BURNHAM LAMBERT INCORPORATED, UBS FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2001 - December 31, 2013
THE BARFIELD GROUP, INC.
December 1, 1988 - July 27, 1990
LINCOLN FINANCIAL DISTRIBUTORS, INC.
September 7, 1988 - February 11, 1989
BLINDER, ROBINSON & CO., INC.
May 15, 1987 - June 8, 1987
AMERICAN CAPITAL EQUITIES, INC.
January 21, 1987 - May 19, 1987
MARINER FINANCIAL SERVICES, INC.
February 25, 1986 - January 1, 1987
DREXEL BURNHAM LAMBERT INCORPORATED
September 24, 1985 - February 25, 1986
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE BARFIELD GROUP, INC.
CRD#: 117887 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
