Clayton K. Hoffman
Professional summary
Clayton K Hoffman is a registered financial advisor currently at MERIDIAN INVESTING located in Highland, Utah.
Clayton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Clayton has worked at 10 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Clayton K Hoffman's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 18, 2009 - Present
MERIDIAN INVESTING
October 25, 2007 - February 21, 2009
STRATEGIC ADVISERS LLC
March 19, 2004 - February 21, 2009
FIDELITY BROKERAGE SERVICES LLC
June 16, 2003 - December 9, 2003
STONEX SECURITIES INC.
March 7, 1996 - February 6, 2003
AMERIPRISE ADVISOR SERVICES, INC.
October 5, 1989 - February 20, 1996
ROBERT W. BAIRD & CO. INCORPORATED
October 5, 1989 - February 21, 1996
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 2, 1989 - August 29, 1989
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 2, 1989 - August 29, 1989
OSAIC FA, INC.
September 29, 1986 - December 17, 1987
KOBER FINANCIAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/18/2009)
Exams
Series 8
Date: 11/17/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MERIDIAN INVESTING
CRD#: 150625 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 2,350,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
