Robert C. Maple
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Charles Maple was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 1992 - November 1, 1995
BROWNSTONE CAPITAL CORP.
December 14, 1990 - July 12, 1993
NEXT ADVISORS INC.
February 13, 1990 - December 13, 1990
NATIONAL SECURITIES CORPORATION
April 8, 1987 - October 24, 1989
NATIONAL SECURITIES CORPORATION
March 26, 1986 - March 9, 1987
EBS BROKERAGE SERVICES, INC.
January 22, 1986 - April 7, 1986
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROWNSTONE CAPITAL CORP.
CRD#: 14055 / SEC#: , 8-29349
Contact information
Documents
Red Flags
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