Rick J Martin
Professional Summary
Rick J Martin was a registered financial advisor. Rick was a previously registered financial professional and started their career in finance 1985 - 2019. Rick had worked at 15 firms and has passed the Series 63, Series 65, SIE, Series 87, Series 86, Series 3, Series 55, Series 16, Series 7, Series 24, Series 53, Series 4 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
BLUESTONE CAPITAL MANAGEMENT, LLC | STRATEGIC WEALTH MANAGEMENT ADVISORS, LLC | OMEGA RETIREMENT SOLUTIONS | OCEANSQUARE ASSET MANAGEMENT, LLC
Contact Information
Main Address
37 West Ave Suite 301, Wayne, PA 19087Phone Number
(610) 337-6500# of Employees
4SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
10AUM (Assets Under Management)
$390,099,951Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/28/2026 | Cover Page | Report |
| 06/30/2025 | Cover Page | Report |
| 02/29/2024 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
BLUESTONE CAPITAL MANAGEMENT, LLC | STRATEGIC WEALTH MANAGEMENT ADVISORS, LLC | OMEGA RETIREMENT SOLUTIONS | OCEANSQUARE ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Dec 2010About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Aug 1999Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Oct 1998Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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