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Lawrence Calvin Manson

CRD# 1404492·Registered 2007 - 2012
Previously Registered: Being a previously registered professional could mean that Lawrence is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lawrence Calvin Manson, who also goes by Larry Manson, Lawrence Calvin Manson, was a registered financial advisor. Lawrence was a previously registered financial professional and started their career in finance 2007 - 2012. Lawrence had worked at 4 firms and has passed the Series 66, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Larry Manson, Lawrence Calvin Manson

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

Past

NEXGEN CAPITAL INVESTORS, LLCPast·CRD# 148340
RIA
Chicago, IL
October 27, 2008 - June 29, 2012
NEXGEN CAPITAL ADVISORS, LLCPast·CRD# 132855
BD
Chicago, IL
July 16, 2009 - April 26, 2012
MCCLENDON, MORRISON & PARTNERS, INC.Past·CRD# 14684
BD
Chicago, IL
August 26, 2008 - August 18, 2009
PERFORMANCE TRUST CAPITAL PARTNERS, LLCPast·CRD# 36155
BD
Chicago, IL
February 12, 2007 - December 31, 2007

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Current Firm

NC
NEXGEN CAPITAL ADVISORS, LLC

NEXGEN CAPITAL ADVISORS, LLC | STRATA PARTNERS, LLC

CRD#: 132855 / SEC#: 8-66647
BD
Terminated by SEC on 05/28/2012

Contact Information

Established

Delaware since 08/19/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
NEXGEN CAPITAL PARTNERS, LLCOWNER—
ELLIS, WILLIAM KEVINFINOP1318373
MANSON, LAWRENCE CALVIN JRCHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER1404492

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2007About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Feb 2007About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2007About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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