Ralph L. Corton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ralph Leonard Corton JR, who also goes by Len Corton Jr, was a registered financial professional .
Ralph is a previously registered financial professional and started their career in finance in 1985. Ralph had worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 2 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2015 - April 19, 2016
HIRTLE, CALLAGHAN & CO., LLC
October 12, 2007 - June 2, 2008
BOSTON ADVISORS, LLC
March 31, 2000 - December 31, 2004
STRONG CAPITAL MANAGEMENT INC
March 22, 2000 - December 31, 2004
STRONG INVESTMENTS, INC.
May 28, 1991 - March 13, 2000
FEDERATED SECURITIES CORP.
September 25, 1985 - July 11, 1988
RICHARDS, LYNCH & PEGHER, INC.
Primary Firm SEC Registration
HIRTLE, CALLAGHAN & CO., LLC
CRD#: 105403 / SEC#: 801-32688
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 7/11/1994
Non-Member General Securities ExaminationCurrent Firm
HIRTLE, CALLAGHAN & CO., LLC
CRD#: 105403 / SEC#: 801-32688
Contact information
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,746 |
| AUM (Assets Under Management) | $ 20,992,384,760 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 10/25/2023 | ||
| 02/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
