Ronald A. Gelok

RONALD GELOK & ASSOCIATES

Naples, FL 34108

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CRD#: 1403352

Professional summary

Ronald Albert Gelok JR, who also goes by Ronald Albert Gelok, Ron Gelok, Ronald Gelok, is a registered financial advisor currently at RONALD GELOK & ASSOCIATES, LLC located in Naples, Florida and AAG CAPITAL, INC located in Naples, Florida.

Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Ronald has worked at 13 firms and has passed the Series 63, Series 66, Series 6TO, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ronald Albert Gelok | Ron Gelok | Ronald Gelok

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Ronald A. Gelok Jr., Inc. Non-Investment Related. 2001 US Highway 46E, Suite 209 Parsippany, NJ 07054. Insurance. President; Financial Consultant. Start 1993. 150hrs/mo, 1/hr during trading hours. 2) Ronald Gelok and Associates LLC. Investment Related. 2001 US Highway 46E, Suite 209 Parsippany, NJ 07054. Managing Assets. President; Financial Advisor. Start 2017. 150hrs/mo, 4hrs during trading hours. Wealth Management, investment planning. 3) RGA Advisory LLC. Non-Investment related. Metro Parque Seven, Street 1, Suite 204 Guaynabo, San Juan, PR 00968. Export Services. President. Start 2018. 100hrs/mo, 1hr during trading hours. Export marketing services to the insurance agency. 4) Ronald A Gelok Jr. Attorney at Law. Non-investment related. Part-Time occasional practice of law. Attorney. Start 9/2008. 20hr/mo, all during trading hours. Attorney. 5) Fixed Insurance. Non-Investment Related. 2001 US Highway 46E, Suite 209 Parsippany, NJ 07054. Fixed Insurance Products, Sales Management. Start 7/1993. 8hrs/mo, all during trading hours. Sales management for insurance related products. 6) Ron&Ruby, LLC; non-investment related; 999 Vanderbilt Beach Road, Suite 312, Naples, FL, 34108; Currently an inactive company; Manager; Dec 20,2013; 0 month; 0 hours; investing in real estate with ex-wife 7) Corey J Schneider real estate agency, licensed real estate agent; Passaic, NJ, non investment related; 1 hour/month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Albert Gelok JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 17, 2017 - Present

RONALD GELOK & ASSOCIATES, LLC

Office #1: 999 Vanderbilt Beach Road Suite 200, Naples, FL 34108

RIA

CRD#: 290950

Naples, FL

Current

July 8, 2021 - Present

AAG CAPITAL, INC

Office #1: 999 Vanderbilt Beach Road Suite 200, Naples, FL 34108Office #2: 1055 Parsippany Blvd Suite 305b, Parsippany, NJ 07054

CRD#: 188

Naples, FL

Past

March 5, 2020 - March 17, 2020

CRD#: 132939

PARSIPPANY, NJ

Past

July 25, 2007 - June 17, 2010

SPC

RIA

CRD#: 110692

PARSIPPANY, NJ

Past

May 31, 2006 - June 17, 2010

CRD#: 6413

PARSIPPANY, NJ

Past

February 25, 1994 - December 13, 1996

PRINCETON EQUITY SECURITIES, INC.

CRD#: 15374

NEW YORK, NY

Past

October 31, 1990 - February 18, 1992

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

September 8, 1986 - September 5, 1990

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(1/19/2018)

Florida
(7/27/2021)

Massachusetts
(1/31/2022)

Michigan
(4/29/2024)

IAR

New Jersey
(11/17/2017)

New Jersey
(11/19/2021)

New York
(9/27/2023)

Pennsylvania
(4/12/2022)

Puerto Rico
(6/9/2022)

IAR

Texas
(6/23/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

FINRA

Current Firm

RONALD GELOK & ASSOCIATES, LLC

CRD#: 290950 / SEC#:

Florida

Registered Investment Advisory firm - (1/19/2018 Approved)

New Jersey

Registered Investment Advisory firm - (11/17/2017 Approved)

Texas

Registered Investment Advisory firm - (6/23/2023 Conditional Restricted)

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Contact information

Main Address

999 Vanderbilt Beach Road Suite 200, Naples, FL 34108

Mailing Address

Phone number

(800) 467-8152

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	291
AUM (Assets Under Management)	$ 66,194,104

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ronald A. Gelok

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Albert Gelok JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

AAG CAPITAL, INC

PURSHE KAPLAN STERLING INVESTMENTS

RONALD GELOK & ASSOCIATES

RONALD GELOK & ASSOCIATES

RONALD GELOK & ASSOCIATES

GELOK, SCORDATO & ASSOCIATES

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

G.F. INVESTMENT SERVICES, LLC

SPC

PARKLAND SECURITIES, LLC

GELOK, SCORDATO & ASSOCIATES

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PRINCETON EQUITY SECURITIES, INC.

1717 CAPITAL MANAGEMENT COMPANY

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/14/2021

Series 66

Date: 8/26/2002

Series 6TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 1/4/2018

Series 7

Date: 1/2/2002

Series 6

Date: 9/5/1986

Series 24

Date: 7/22/2002

FINRA

Current Firm

RONALD GELOK & ASSOCIATES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RONALD GELOK & ASSOCIATES, LLC

TRUST BUT VERIFY

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