Steven G. Hassenmiller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Griffith Hassenmiller, who also goes by Steve Hassenmiller, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1986. Steven had worked at 8 firms and has passed the Series 63, Series 7 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2004 - October 25, 2004
COASTAL SECURITIES, INC.
March 8, 1994 - August 23, 1994
M.G.S.I. SECURITIES, INC.
October 4, 1993 - March 9, 1994
AMHERST SECURITIES GROUP, L.P.
March 14, 1991 - October 30, 1993
WESTCAP GOVERNMENT SECURITIES, INC.
February 11, 1991 - October 8, 1993
WESTCAP SECURITIES, L.P.
January 1, 1991 - February 21, 1991
UBS FINANCIAL SERVICES INC.
May 15, 1990 - January 1, 1991
ROTAN MOSLE INC.
January 16, 1990 - May 18, 1990
UBS FINANCIAL SERVICES INC.
August 16, 1988 - January 30, 1990
LEHMAN BROTHERS INC.
July 25, 1987 - August 22, 1988
WESTCAP GOVERNMENT SECURITIES, INC.
February 25, 1986 - August 22, 1988
WESTCAP SECURITIES, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 3/2/1984
Non-Member General Securities ExaminationCurrent Firm
COASTAL SECURITIES, INC.
CRD#: 27834 / SEC#: , 8-43227
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
