FA
Franz S. Amussen
IRON GATE GLOBAL ADVISORS
North Salt Lake, UT 84054
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CRD#: 1403347
FA
Professional summary
Franz Salzner Amussen, who also goes by Franz Salzuer Amussen, is a registered financial advisor currently at IRON GATE GLOBAL ADVISORS located in North Salt Lake, Utah.
Franz is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Franz has worked at 5 firms and has passed the Series 65, Series 63, Series 5, Series 15, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Franz Salzuer Amussen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FRANZ IS A MEMBER OF SLC ANGELS. SLC ANGELS IS AN ASSOCIATION OF ACCREDITED ANGEL INVESTORS BASED IN SALT LAKE CITY THAT SHARE AN INTEREST IN INVESTING IN EARLY-STAGE, HIGH-TECH
COMPANIES WITH SUBSTANTIAL GROWTH POTENTIAL. THE SLC ANGELS PROVIDE MENTORING AND INVEST IN PROMISING ENTREPRENEURIAL COMPANIES TO HELP THEM GROW AND PROSPER. ANY INVESTMENTS IN
THESE STARTUP COMPANIES ARE SOLELY DONE WITH FRANZ'S PRIVATE MONEY. NO CLIENT MONEY IS INVESTED IN THESE COMPANIES. FRANZ IS A MEMBER OF SYDERMOUNT LLC A STARTUP COMPANY DESIGNING
SMALL CAMERA MOUNTS. FRANZ IS ALSO THE PRODUCER AND NARRATOR OF A SERIES OF AUDIO LESSONS DESIGNED TO HELP NEW ENTRANTS IN THE FINANCIAL SERVICES INDUSTRY PASS THE SERIES 7, 63, 65 AND
OTHER FINANCIAL EXAMS AND OTHER NON FINANCIAL EXAMS INCLUDING REAL ESTATE INSURANCE AND SAILING. HE IS THE PRODUCER OF THE AUDIO GED PREP PODCAST. ALL OF THESE OUTSIDE BUSINESSES ARE PERSONAL ENDEAVORS
WHICH MAY BE MONETIZED BY FRANZ AND IS CONDUCTED IN HIS SPARETIME. HE ALSO PRODUCES THE SAILING IN THE MEDITERRANEAN AND BEYOND PODCAST
CRS (Client Relationship Summary) - RIA
Click below to view Franz Salzner Amussen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 1, 2009 - Present
IRON GATE GLOBAL ADVISORS
Office #1: 960 North 400 East, North Salt Lake, UT 84054RIA
CRD#: 111177
North Salt Lake, UT
Past
April 19, 1993 - December 10, 1999
PIPER SANDLER & CO.
BD
CRD#: 665
MINNEAPOLIS, MN
Past
September 4, 1990 - April 22, 1993
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
February 26, 1990 - September 4, 1990
BOETTCHER & COMPANY, INC.
BD
CRD#: 101
Past
September 25, 1985 - March 21, 1990
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IG
IRON GATE GLOBAL ADVISORS
AMUSSEN, HUNSAKER & ASSOCIATES INCORPORATED | IRON GATE GLOBAL ADVISORS, LLC | IRON GATE GLOBAL ADVISORS | AMUSSEN, HUNSAKER & ASSOCIATES, LLC
CRD#: 111177 / SEC#: 801-110310
RIA
Registered Investment Advisory firm - (4/19/2017 Approved)California
Registered Investment Advisory firm - (6/7/2017 Terminated)Texas
Registered Investment Advisory firm - (5/8/2017 Terminated)Utah
Registered Investment Advisory firm - (5/8/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(1/1/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 5
Date: 11/6/1986
Interest Rate Options ExaminationGeneral Industry/Product Exam
RR
Series 15
Date: 8/15/1986
Foreign Currency Options ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
IG
IRON GATE GLOBAL ADVISORS
AMUSSEN, HUNSAKER & ASSOCIATES INCORPORATED | IRON GATE GLOBAL ADVISORS, LLC | IRON GATE GLOBAL ADVISORS | AMUSSEN, HUNSAKER & ASSOCIATES, LLC
CRD#: 111177 / SEC#: 801-110310
RIA
Registered Investment Advisory firm - (4/19/2017 Approved)California
Registered Investment Advisory firm - (6/7/2017 Terminated)Texas
Registered Investment Advisory firm - (5/8/2017 Terminated)Utah
Registered Investment Advisory firm - (5/8/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
960 North 400 East, North Salt Lake, UT 84054
Mailing Address
Phone number
(888) 591-0334
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (22 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,925 |
| AUM (Assets Under Management) | $ 1,059,413,573 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/07/2025 | ||
| 09/20/2023 |
Red Flags
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Company Information
IRON GATE GLOBAL ADVISORS
CRD#: 111177North Salt Lake, UT 84054TRUST BUT VERIFY
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