Craig L. Leibold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Leroy Leibold was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1986. Craig had worked at 6 firms and has passed the Series 63, Series 7, Series 2 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 1994 - April 24, 1995
MERIDIAN, DUNHILL & CO., INC.
November 12, 1992 - April 20, 1994
WESTCAP GOVERNMENT SECURITIES, INC.
October 28, 1992 - April 20, 1994
WESTCAP SECURITIES, L.P.
October 30, 1989 - November 9, 1992
UBS FINANCIAL SERVICES INC.
November 9, 1987 - November 6, 1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED
March 18, 1986 - November 10, 1987
DOVER GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 1/23/1985
Non-Member General Securities ExaminationCurrent Firm
MERIDIAN, DUNHILL & CO., INC.
CRD#: 15294 / SEC#: , 8-31954
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
