Raymond D. Finocchio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Dominic Finocchio, who also goes by Ray Finocchio, was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1985. Raymond had worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2018 - August 13, 2024
PAYCHEX SECURITIES CORPORATION
March 20, 1997 - February 23, 1999
MONY SECURITIES CORPORATION
June 8, 1995 - January 16, 1996
LIFEMARK SECURITIES CORP.
January 21, 1986 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
August 29, 1985 - June 5, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PAYCHEX SECURITIES CORPORATION
CRD#: 39733 / SEC#: , 8-48942
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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