Martha R. Schuman

COMMUNITY CAPITAL MANAGEMENT

ATASCADERO, CA

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CRD#: 1402962

Professional summary

Martha Romero Schuman, who also goes by Martha Susan Romero, Martha Susan Schuman, Martha Romero Schuman, is a registered financial advisor currently at COMMUNITY CAPITAL MANAGEMENT, LLC located in Atascadero, California and PINE DISTRIBUTORS LLC located in Fort Lauderdale, Florida.

Martha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Martha has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Martha Susan Romero | Martha Susan Schuman | Martha Romero Schuman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Community Capital Management LLC; Weston, FL; Investment Related; Investment management; Senior Client Portfolio Manager; Marketing mutual funds on behalf of CCM, primarily wholesaling to the wirehouse, RIA and other platform channels. Daily activities include outreach, meetings and follow-up to raise assets in the mutual funds; 180 hours per month with 0 during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martha Romero Schuman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2020 - Present

COMMUNITY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 109368

ATASCADERO, CA

Current

January 3, 2025 - Present

PINE DISTRIBUTORS LLC

Office #1: 261 North University Drive Suite 250, Fort Lauderdale, FL 33324

CRD#: 323408

FORT LAUDERDALE, FL

Past

June 5, 2019 - December 31, 2024

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

February 5, 2018 - May 1, 2019

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

October 11, 2016 - February 2, 2018

HRC FUND ASSOCIATES, LLC

CRD#: 142846

NEW YORK, NY

Past

June 15, 2010 - October 10, 2016

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

September 25, 2008 - May 4, 2010

BNY MELLON SECURITIES CORPORATION

RIA

CRD#: 231

ATASCADERO, CA

Past

May 7, 2007 - May 4, 2010

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

June 15, 2006 - May 16, 2007

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

RIA

CRD#: 109591

NEW YORK, NY

Past

March 16, 2005 - May 16, 2007

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Past

February 3, 2003 - November 16, 2004

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 6695

NEWPORT BEACH, CA

Past

December 6, 1994 - February 14, 2003

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

BOSTON, MA

Past

September 22, 1987 - December 31, 1994

MFS FINANCIAL SERVICES, INC.

CRD#: 18309

BOSTON, MA

Past

September 25, 1985 - August 31, 1987

LEHMAN BROTHERS INC.

CRD#: 7506

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMMUNITY CAPITAL MANAGEMENT, LLC

COMMUNITY CAPITAL MANAGEMENT, INC. | CRAFUND ADVISORS INC. | CRAFUND ADVISORS INC | COMMUNITY CAPITAL MANAGEMENT, LLC

CRD#: 109368 / SEC#: 801-56201

RIA

Registered Investment Advisory firm - (2/3/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(1/3/2025)

IAR

California
(6/10/2020)

California
(1/3/2025)

Hawaii
(1/3/2025)

Oregon
(1/3/2025)

Washington
(1/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/14/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/28/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/4/1985

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/21/1985

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

COMMUNITY CAPITAL MANAGEMENT, LLC

COMMUNITY CAPITAL MANAGEMENT, INC. | CRAFUND ADVISORS INC. | CRAFUND ADVISORS INC | COMMUNITY CAPITAL MANAGEMENT, LLC

CRD#: 109368 / SEC#: 801-56201

RIA

Registered Investment Advisory firm - (2/3/1999 Approved)

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Contact information

Main Address

261 North University Drive Suite 520, Fort Lauderdale, FL 33324-2009

Mailing Address

Phone number

(877) 272-1977

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CCM FORM ADV PART 2A-8-20-2025 (8/20/2025)

CCM FORM ADV PART 2A-7-23-2024 (8/20/2025)

Regulatory assets under management

Total Number of Accounts	87
AUM (Assets Under Management)	$ 6,256,377,754

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Martha R. Schuman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martha Romero Schuman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PINE DISTRIBUTORS LLC

FORESIDE FUND SERVICES, LLC

QUASAR DISTRIBUTORS, LLC

HRC FUND ASSOCIATES, LLC

ALPS DISTRIBUTORS, INC.

BNY MELLON SECURITIES CORPORATION

BNY MELLON SECURITIES CORPORATION

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

NYLIFE DISTRIBUTORS LLC

METLIFE INVESTORS DISTRIBUTION COMPANY

MFS FUND DISTRIBUTORS, INC.

MFS FINANCIAL SERVICES, INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

COMMUNITY CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/14/2006

Series 63

Date: 10/28/1985

SIE

Date: 10/1/2018

Series 3

Date: 11/4/1985

Series 7

Date: 9/21/1985

FINRA

Current Firm

COMMUNITY CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMMUNITY CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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