Kenneth D. Collier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Davis Collier, who also goes by Ken Collier, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1985. Kenneth had worked at 6 firms and has passed the Series 63, Series 2, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 1996 - December 31, 2021
COLLIER CONSULTING
June 9, 1993 - December 31, 1994
DONNELLAN HAYLETT & CO., INC.
August 14, 1990 - June 5, 1993
BANKERS INTERNATIONAL SECURITIES, INC.
October 30, 1989 - August 3, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 20, 1988 - November 1, 1989
KIDDER, PEABODY & CO. INCORPORATED
September 24, 1985 - January 7, 1989
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 9/22/1995
Non-Member General Securities ExaminationCurrent Firm
COLLIER CONSULTING
CRD#: 142147 / SEC#:
Contact information
Red Flags
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