Stephen L. Fougerousse

LIFESTYLE ASSET MANAGEMENT

Friendswood, TX 77546

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CRD#: 1402855

Professional summary

Stephen Louis Fougerousse, who also goes by Steve Fougerousse, is a registered financial advisor currently at LIFESTYLE ASSET MANAGEMENT, INC. located in Friendswood, Texas and CETERA ADVISORS LLC located in Friendswood, Texas.

Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Stephen has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Fougerousse

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.)FOUGEROUSSE FAMILY TRUST; TRUSTEE OR OTHER FIDUCIARY POSITION; START DATE:2/6/2008. 2.)LIFESTYLE FINANCIAL ADVISORS INC; DBA; START DATE:5/30/2008. 3.) INSURANCE; AGENT; INSURANCE; START DATE 11/6/2013; 24 HOURS PER MONTH 4.) CHARLES EMIL FOUGEROUSSE RESIDUARY TRUST; TRUSTEE; FIDUCIARY POSITION; START DATE 10/07/2014; 4 HOURS PER MONTH. 5.) CHARLES LOUIS FOUGEROUSSE FAMILY TRUST; TRUSTEE; FIDUCIARY POSITION; START DATE 10/07/2014; 4 HOURS PER MONTH. 6.) FIRST ALLIED AND LIFESTYLE FINANCIAL ADVISERS; INVESTMENT RELATED; PERFORM ADVISORY FUNCTIONS AND SPEND 95% OF BUSINESS TIME WITH THESE ENTITIES. 7.) LIFESTYLE ASSET MANAGEMENT INC.; IAR; REGISTERED INVESTMENT ADVISOR; START DATE: 07/30/2018; 80 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Louis Fougerousse's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2017 - Present

LIFESTYLE ASSET MANAGEMENT, INC.

Office #1: 211 West Edgewood Suite 300, Friendswood, TX 77546

RIA

CRD#: 157450

Friendswood, TX

Current

September 8, 2022 - Present

CETERA ADVISORS LLC

Office #1: 211 West Edgewood Drive Suite 100, Friendswood, TX 77546Office #2: 102 W Pasadena Blvd, Deer Park, TX 77536

CRD#: 10299

Friendswood, TX

Past

November 12, 2020 - July 9, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

FRIENDSWOOD, TX

Past

May 30, 2008 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

Texas CIty, TX

Past

January 3, 2007 - November 12, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

FRIENDSWOOD, TX

Past

July 17, 2002 - January 3, 2007

FFP ADVISORY SERVICES INC

RIA

CRD#: 110778

FRIENDSWOOD, TX

Past

July 17, 2002 - May 30, 2008

FFP SECURITIES, INC.

CRD#: 16337

FRIENDSWOOD, TX

Past

December 15, 1999 - September 25, 2000

AETNA FINANCIAL SERVICES, INC.

CRD#: 13255

HARTFORD, CT

Past

April 11, 1997 - July 16, 2002

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

GALVESTON, TX

Past

January 1, 1995 - July 16, 2002

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

January 1, 1994 - December 5, 1994

SECURITIES MANAGEMENT & RESEARCH, INC.

CRD#: 759

CEDAR RAPIDS, IA

Past

October 23, 1985 - January 30, 1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIFESTYLE ASSET MANAGEMENT, INC.

CENTURION ADVISORS CORP. | LIFESTYLE FINANCIAL ADVISORS, INC. | LIFESTYLE ASSET MANAGEMENT, INC. | DFW RETIREMENT PLANNERS

CRD#: 157450 / SEC#: 801-116746

RIA

Registered Investment Advisory firm - (6/7/2019 Approved)

Texas

Registered Investment Advisory firm - (6/12/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/8/2022)

Arizona
(1/3/2023)

Colorado
(9/8/2022)

Florida
(9/8/2022)

Illinois
(9/8/2022)

Michigan
(9/8/2022)

New Jersey
(1/3/2023)

IAR

Texas
(10/24/2017)

Texas
(9/8/2022)

West Virginia
(9/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/5/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/7/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/23/1993

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LIFESTYLE ASSET MANAGEMENT, INC.

CENTURION ADVISORS CORP. | LIFESTYLE FINANCIAL ADVISORS, INC. | LIFESTYLE ASSET MANAGEMENT, INC. | DFW RETIREMENT PLANNERS

CRD#: 157450 / SEC#: 801-116746

RIA

Registered Investment Advisory firm - (6/7/2019 Approved)

Texas

Registered Investment Advisory firm - (6/12/2019 Terminated)

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Contact information

Main Address

211 West Edgewood Suite 300, Friendswood, TX 77546

Mailing Address

Phone number

(281) 612-2035

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LIFESTYLE ASSET MANAGEMENT, INC. ADV BROCHURE (5/7/2025)

Regulatory assets under management

Total Number of Accounts	1,294
AUM (Assets Under Management)	$ 399,218,297

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen L. Fougerousse

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Louis Fougerousse's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA INVESTMENT ADVISERS LLC

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED ADVISORY SERVICES, INC.

FFP ADVISORY SERVICES INC

FFP SECURITIES, INC.

AETNA FINANCIAL SERVICES, INC.

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL PARTNERS, LLC

SECURITIES MANAGEMENT & RESEARCH, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

LIFESTYLE ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/5/1994

SIE

Date: 10/1/2018

Series 7

Date: 6/7/2000

Series 6

Date: 12/23/1993

FINRA

Current Firm

LIFESTYLE ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIFESTYLE ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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