Eric Hutchinson

UNITED CAPITAL FINANCIAL ADVISORS

LITTLE ROCK, AR 72223

CRD#: 1402835

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Professional summary

Eric Hutchinson, AIF®, CFP® is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Little Rock, Arkansas.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Eric has worked at 6 firms and has passed the Series 63, Series 15, Series 5, Series 3, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Estate Planning

Investment Planning

Comprehensive Financial Planni...

Retirement Planning

Insurance Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Hutchinson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

May 15, 2015 - Present

UNITED CAPITAL FINANCIAL ADVISORS

Office #1: 12511 Cantrell Road, Little Rock, AR 72223

RIA

CRD#: 134600

LITTLE ROCK, AR

Past

June 10, 1999 - January 2, 2004

HUTCHINSON/IFRAH, INC.

CRD#: 46568

LITTLE ROCK, AR

Past

January 1, 1992 - May 15, 2015

HUTCHINSON FINANCIAL, INC.

RIA

CRD#: 111913

LITTLE ROCK, AR

Past

November 19, 1989 - June 22, 1999

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

August 19, 1988 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

September 26, 1985 - August 29, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(5/15/2015)

IAR

Louisiana
(2/6/2020)

IAR

Texas
(5/15/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/9/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 15

Date: 12/29/1986

Foreign Currency Options Examination

General Industry/Product Exam

Series 5

Date: 6/19/1986

Interest Rate Options Examination

General Industry/Product Exam

Series 3

Date: 10/28/1985

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/21/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/26/1989

General Securities Principal Examination

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

PREMIUM

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Contact information

Main Address

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062

Mailing Address

Phone number

(972) 822-2055

Established

Firm type

Fiscal year end

# of Employees

271

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UNITED CAPITAL FINANCIAL ADVISORS WRAP FEE PROGRAM BROCHURE (3/28/2025)

UNITED CAPITAL FINANCIAL ADVISORS ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	41,738
AUM (Assets Under Management)	$ 17,211,052,120

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/01/2024	Cover Page	Report
10/30/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Eric Hutchinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Hutchinson's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUTCHINSON/IFRAH, INC.

HUTCHINSON FINANCIAL, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

UNITED CAPITAL FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 10/9/1985

Series 15

Date: 12/29/1986

Series 5

Date: 6/19/1986

Series 3

Date: 10/28/1985

Series 7

Date: 9/21/1985

Series 24

Date: 6/26/1989

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

UNITED CAPITAL FINANCIAL ADVISORS

TRUST BUT VERIFY

Contact information

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