Eric Hutchinson
UNITED CAPITAL FINANCIAL ADVISORS
LITTLE ROCK, AR 72223
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CRD#: 1402835
Professional summary
Eric Hutchinson, AIF®, CFP® is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Little Rock, Arkansas.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Eric has worked at 6 firms and has passed the Series 63, Series 15, Series 5, Series 3, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Estate Planning
Investment Planning
Comprehensive Financial Planni...
Retirement Planning
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Trustee at Eric Hutchinson, a complex grantor trust. Activity will take place from Conway, AR. Organization is not primarily engaged in investment-related activity. Start date was May 17, 1996. One hour per month. Duties include overseeing the trust. 2. Author of The Financial Briefing - Answers to Life's Most Important Questions, a book. Activity will take place from Conway, AR and is not primarily engaged in investment-related activity. Start date was January 1, 2014. One hour per month. Duties include writing and promoting the book.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Hutchinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
May 15, 2015 - Present
UNITED CAPITAL FINANCIAL ADVISORS
Office #1: 12511 Cantrell Road, Little Rock, AR 72223RIA
CRD#: 134600
LITTLE ROCK, AR
Past
June 10, 1999 - January 2, 2004
HUTCHINSON/IFRAH, INC.
BD
CRD#: 46568
LITTLE ROCK, AR
Past
January 1, 1992 - May 15, 2015
HUTCHINSON FINANCIAL, INC.
RIA
CRD#: 111913
LITTLE ROCK, AR
Past
November 19, 1989 - June 22, 1999
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
August 19, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
September 26, 1985 - August 29, 1988
LEHMAN BROTHERS INC.
BD
CRD#: 7506
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UC
UNITED CAPITAL FINANCIAL ADVISORS
FINLIFE PARTNERS | UNITED CAPITAL WEALTH | UNITED CAPITAL RETIREMENT ADVISERS | UNITED CAPITAL PRIVATE WEALTH COUNSELING | UNITED CAPITAL FINANCIAL LIFE MANAGEMENT | UNITED CAPITAL FINANCIAL ADVISORS, LLC | UNITED CAPITAL FINANCIAL ADVISORS | UNITED CAPITAL FINANCIAL ADVISERS, LLC | UNITED CAPITAL FINANCIAL ADVISERS, INC. | UNITED CAPITAL FINANCIAL ADVISERS | UNITED CAPITAL | UCFA, LLC | UCFA | PFM | GS PFM | GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT
CRD#: 134600 / SEC#: 801-64376
RIA
Registered Investment Advisory firm - (6/9/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(5/15/2015)
IAR
Louisiana(2/6/2020)
IAR
Texas(5/15/2015)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 15
Date: 12/29/1986
Foreign Currency Options ExaminationGeneral Industry/Product Exam
RR
Series 5
Date: 6/19/1986
Interest Rate Options ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
UC
UNITED CAPITAL FINANCIAL ADVISORS
FINLIFE PARTNERS | UNITED CAPITAL WEALTH | UNITED CAPITAL RETIREMENT ADVISERS | UNITED CAPITAL PRIVATE WEALTH COUNSELING | UNITED CAPITAL FINANCIAL LIFE MANAGEMENT | UNITED CAPITAL FINANCIAL ADVISORS, LLC | UNITED CAPITAL FINANCIAL ADVISORS | UNITED CAPITAL FINANCIAL ADVISERS, LLC | UNITED CAPITAL FINANCIAL ADVISERS, INC. | UNITED CAPITAL FINANCIAL ADVISERS | UNITED CAPITAL | UCFA, LLC | UCFA | PFM | GS PFM | GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT
CRD#: 134600 / SEC#: 801-64376
RIA
Registered Investment Advisory firm - (6/9/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
125 E John Carpenter Frwy Suite 1300, Irving, TX 75062
Mailing Address
Phone number
(972) 822-2055
Established
Firm type
Fiscal year end
# of Employees
271
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,738 |
| AUM (Assets Under Management) | $ 17,211,052,120 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2024 | ||
| 10/30/2023 | ||
| 01/26/2023 |
Red Flags
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Company Information
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600Little Rock, AR 72223TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
