Gerald Biegler

SUSTAINABLE WEALTH STRATEGIES

Colorado Springs, CO 80918

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CRD#: 1402834

Professional summary

Gerald Biegler, who also goes by Gerald Beigler, Jerry Biegler, is a registered financial advisor currently at SUSTAINABLE WEALTH STRATEGIES, LLC located in Colorado Springs, Colorado.

Gerald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Gerald has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gerald Beigler | Jerry Biegler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INSURANCE AGENT, INDEPENDENT INSURANCE AGENT, COLORADO SPRINGS, CO, not investment related, 20% of his time is spent on this activity, INSURANCESALES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Biegler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2022 - Present

SUSTAINABLE WEALTH STRATEGIES, LLC

Office #1: 5225 N. Academy Blvd. Ste 300, Colorado Springs, CO 80918

RIA

CRD#: 323611

Colorado Springs, CO

Past

May 3, 2002 - January 4, 2006

ADVISERS INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 112649

COLORADO SPRINGS, CO

Past

May 24, 2001 - October 1, 2001

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

May 19, 1999 - December 21, 2000

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

April 4, 1997 - December 9, 1998

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

November 22, 1991 - April 3, 1997

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

March 23, 1990 - November 22, 1991

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

November 11, 1985 - March 23, 1990

B.C. CHRISTOPHER SECURITIES CO.

CRD#: 60

KANSAS CITY, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/24/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/14/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/23/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/9/1987

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 11/8/1985

Direct Participation Programs Representative Examination

Current Firm

SUSTAINABLE WEALTH STRATEGIES, LLC

ROCKY MOUNTAIN FINANCIAL SERVICES | SUSTAINABLE WEALTH STRATEGIES, LLC

CRD#: 323611 / SEC#:

Colorado

Registered Investment Advisory firm - (12/14/2022 Approved)

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Contact information

Main Address

5225 N. Academy Blvd. Ste 300, Colorado Springs, CO 80918

Mailing Address

Phone number

(719) 265-9665

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gerald Biegler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Biegler's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISERS INVESTMENT MANAGEMENT, INC.

INVESTORS CAPITAL CORP.

PARK AVENUE SECURITIES LLC

VERAVEST INVESTMENTS, INC.

NEW ENGLAND SECURITIES

OPPENHEIMER & CO. INC.

B.C. CHRISTOPHER SECURITIES CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/24/2018

Series 63

Date: 6/14/1993

Series 7

Date: 5/23/2001

Series 6

Date: 1/9/1987

Series 22

Date: 11/8/1985

Current Firm

SUSTAINABLE WEALTH STRATEGIES, LLC

Contact information

Documents

Red Flags

Company Information

SUSTAINABLE WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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