Landy P. Pheloung
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Landy Peter Pheloung, who also goes by Landy Pheloung, was a registered financial professional .
Landy is a previously registered financial professional and started their career in finance in 1985. Landy had worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 3, Series 15, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2012 - February 8, 2021
WHITE OAK MERCHANT PARTNERS LLC
October 29, 2010 - April 18, 2011
DWS DISTRIBUTORS, INC.
February 27, 2008 - October 29, 2010
DEAM INVESTOR SERVICES, INC.
July 19, 2000 - February 20, 2008
DEUTSCHE BANK SECURITIES INC.
March 26, 1999 - February 28, 2001
DEUTSCHE SECURITIES AUSTRALIA, INC.
March 6, 1995 - November 2, 1998
MACQUARIE CAPITAL (USA) INC.
August 20, 1985 - February 24, 1995
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/17/2022
General Securities Representative ExaminationSeries 15
Date: 2/1/1988
Foreign Currency Options ExaminationCurrent Firm
WHITE OAK MERCHANT PARTNERS LLC
CRD#: 140142 / SEC#: , 8-67283
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
