Mark A. Shuster
Professional summary
Mark Allan Shuster, who also goes by Mark A Shuster, Mark Allan Shuster, is a registered financial advisor currently at SHUSTER ADVISORY GROUP, LLC located in Pasadena, California and EQUITABLE ADVISORS, LLC located in Pasadena, California.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Mark has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Allan Shuster's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2015 - Present
SHUSTER ADVISORY GROUP, LLC
Office #1: 155 N. Lake Ave. Suite 950, Pasadena, CA 91101June 12, 1986 - Present
EQUITABLE ADVISORS, LLC
Office #1: 155 N. Lake Ave Suite 950, Pasadena, CA 91101February 5, 2026 - Present
HUB INTERNATIONAL INVESTMENT SERVICES INC.
Office #1: 900 S Capital Of Tx Highway Suite 350, Austin, TX 78746March 8, 2017 - June 23, 2017
KOBO RETIREMENT STRATEGIES
February 5, 2014 - August 31, 2020
THE STERLING GROUP
April 6, 2000 - January 3, 2025
EQUITABLE ADVISORS, LLC
June 12, 1986 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
Primary Firm SEC Registration
SHUSTER ADVISORY GROUP, LLC
CRD#: 170233 / SEC#: 801-106929
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/6/2000)
(9/9/1986)
(1/29/2015)
(4/6/2000)
(4/10/2000)
(4/6/2000)
(10/26/2000)
(4/6/2000)
(10/3/2014)
(8/20/1999)
(4/1/2010)
(9/2/1999)
(10/6/1999)
(10/21/1998)
(11/1/2021)
(3/9/2000)
(9/7/1999)
(8/3/2016)
(7/6/2001)
(4/6/2000)
Exams
FINRA
Current Firm
SHUSTER ADVISORY GROUP, LLC
CRD#: 170233 / SEC#: 801-106929
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 884 |
| AUM (Assets Under Management) | $ 7,909,384,939 |
Red Flags
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