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AP

Alexander P. Paris

BARRINGTON ASSET MANAGEMENT
Chicago, IL 60601
Some features on this profile are disabled
CRD#: 1402671
AP

Professional summary


Alexander Peter Paris JR, who also goes by Alexander Peter Paris, is a registered financial advisor currently at BARRINGTON ASSET MANAGEMENT, INC. located in Chicago, Illinois and BARRINGTON RESEARCH ASSOCIATES, INC. located in Chicago, Illinois.

Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Alexander has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 57TO, SIE, Series 87, Series 55, Series 7, Series 24 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Alexander Peter Paris

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Alexander Peter Paris JR's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 14, 2006 - Present

BARRINGTON ASSET MANAGEMENT, INC.

Office #1: 161 North Clark St., Suite 2950, Chicago, IL 60601
RIA
CRD#: 113740
Chicago, IL
Current

April 29, 1987 - Present

BARRINGTON RESEARCH ASSOCIATES, INC.

Office #1: 161 N. Clark St., Suite 2950, Chicago, IL 60601-3221
BD
CRD#: 13820
Chicago, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(4/29/1987)
IAR
Illinois
(6/14/2006)
RR
Missouri
(10/7/2015)
RR
Texas
(6/5/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 1/21/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/20/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/16/2009
General Securities Principal Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


BA
BARRINGTON ASSET MANAGEMENT, INC.
BARRINGTON ASSET MANAGEMENT, INC.

CRD#: 113740 / SEC#: 801-62938

RIA
Registered Investment Advisory firm - (10/22/2012 Terminated)
Georgia
Registered Investment Advisory firm - (3/7/2012 Approved)
Illinois
Registered Investment Advisory firm - (1/24/2012 Approved)
Michigan
Registered Investment Advisory firm - (12/19/2003 Terminated)
Texas
Registered Investment Advisory firm - (12/19/2003 Terminated)
Wisconsin
Registered Investment Advisory firm - (12/31/2003 Terminated)
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Contact information


Main Address
161 North Clark St., Suite 2950, Chicago, IL 60601
Mailing Address
Phone number
(312) 634-6363
Established
Firm type
Fiscal year end
# of Employees
6

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts50
AUM (Assets Under Management)$ 62,012,187

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BARRINGTON ASSET MANAGEMENT, INC.

CRD#: 113740Chicago, IL 60601

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