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Alexander Peter Paris Jr

BARRINGTON ASSET MANAGEMENT
CHICAGO, IL
·CRD# 1402671·39 years experience

Professional Summary

Alexander Peter Paris JR, who also goes by Alexander Peter Paris, is a registered financial advisor currently at BARRINGTON ASSET MANAGEMENT, INC. located in Chicago, Illinois and BARRINGTON RESEARCH ASSOCIATES, INC. located in Chicago, Illinois. Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Alexander has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 57TO, SIE,...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alexander Peter Paris

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

BARRINGTON ASSET MANAGEMENT, INC.·CRD# 113740
RIA
161 North Clark St., Suite 2950, Chicago, IL 60601
June 14, 2006 - Present
BARRINGTON RESEARCH ASSOCIATES, INC.·CRD# 13820
BD
161 N. Clark St., Suite 2950, Chicago, IL 60601-3221
April 29, 1987 - Present

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Current Firm

BA
BARRINGTON ASSET MANAGEMENT, INC.

BARRINGTON ASSET MANAGEMENT, INC.

CRD#: 113740 / SEC#: 801-62938
RIA
Registered Investment Advisory firm - SEC (10/22/2012 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (3/7/2012 Approved)
Illinois
Registered Investment Advisory firm - Illinois (1/24/2012 Approved)
Michigan
Registered Investment Advisory firm - Michigan (12/19/2003 Terminated)
Texas
Registered Investment Advisory firm - Texas (12/19/2003 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (12/31/2003 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

161 North Clark St., Suite 2950, Chicago, IL 60601

Phone Number

(312) 634-6363

# of Employees

5

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

44

AUM (Assets Under Management)

$55,211,309

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(4/29/1987)
IAR
Illinois
(6/14/2006)
RR
Missouri
(10/7/2015)
RR
Texas
(6/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2011About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Nov 2004About the Series 87 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 7 — General Securities Representative Examination

Passed Apr 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2009About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 1993About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Alexander Peter Paris JR's CRS (Customer Relationship Summary).

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